Germany - Federal Administrative Court, 5 March 2009, 10 C 51.07
Keywords:
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Assessment of facts and circumstances
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Description
The duty of the state to carry out an individual assessment of all relevant elements of the asylum application according to the provisions of Article 4 of the Qualification Directive, including considering past persecution and credibility; and the duty of the applicant to submit as soon as possible all statements and documentation necessary to substantiate the application. |
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Persecution (acts of)
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Description
"Human rights abuses or other serious harm, often, but not always, with a systematic or repetitive element. Per Article 9 of the Qualification Directive, acts of persecution for the purposes of refugee status must: (a) be acts sufficiently serious by their nature or repetition as to constitute a severe violation of basic human rights, in particular the rights from which derogation cannot be made under Article 15(2) of the ECHR; or (b) be an accumulation of various measures, including violations of human rights which is sufficiently severe as to affect an individual in a similar manner as mentioned in (a). This may, inter alia, take the form of: acts of physical or mental violence, including acts of sexual violence; legal, administrative, police and/or judicial measures which are in themselves discriminatory or which are implemented in a discriminatory manner; prosecution or punishment, which is disproportionate or discriminatory; denial of judicial redress resulting in a disproportionate or discriminatory punishment; prosecution or punishment for refusal to perform military service in a conflict, where performing military service would include crimes or acts falling under the exclusion clauses in Article 12(2). " |
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Persecution Grounds/Reasons
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Description
Per Article 1A ofthe1951 Refugee Convention, one element of the refugee definition is that the persecution feared is “for reasons of race, religion, nationality, membership of a particular social group or political opinion“. Member States must take a number of elements into account when assessing the reasons for persecution as per Article 10 of the Qualification Directive. |
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Refugee sur place
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Description
In the EU context, a person granted refugee status based on international protection needs which arose sur place, i.e. on account of events which took place since they left their country of origin. In a global context, a person who is not a refugee when they leave their country of origin, but who becomes a refugee, that is, acquires a well-founded fear of persecution, at a later date. Synonym: Objective grounds for seeking asylum occurring after the applicant's departure from his/her country of origin Note: Refugees sur place may owe their fear of persecution to a coup d'état in their home country, or to the introduction or intensification of repressive or persecutory policies after their departure. A claim in this category may also be based on bona fide political activities, undertaken in the country of residence or refuge. |
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Religion
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Description
One of the grounds of persecution specified in the refugee definition under Article 1A ofthe1951 Refugee Convention. According to the Qualification Directive, the concept of religion includes in particular the holding of theistic, non-theistic and atheistic beliefs, the participation in, or abstention from, formal worship in private or in public, either alone or in community with others, other religious acts or expressions of view, or forms of personal or communal conduct based on or mandated by any religious belief. |
Headnote:
This case concerned the assessment of religious persecution. The court found that:
- Even under the Qualification Directive not every restriction of religious freedom results in persecution within the meaning of asylum law. Whether a measure is tied to religion as a reason for persecution is found within Art 10 of the Qualification Directive; but what right is protected, and to what extent, proceeds from Art 9 of the Qualification Directive.
- Interference in a core area of religious freedom represents a severe violation of a basic human right within the meaning of Art 9.1 of the Qualification Directive. Whether, and under what conditions, religious activity in public is also included, is a matter of uncertainty under Community law that must ultimately be clarified by the European Court of Justice.
Facts:
The applicant, born in 1974, is a Chinese national. In March 1999, she joined an evangelical "home church" or "underground church” that was not officially registered and that was therefore considered illegal by the Chinese authorities.
In February 2001 she flew from Shanghai to Germany with her passport and visitors visa and applied for asylum. The asylum authorities rejected her application. The Administrative Court rejected her appeal against the authorities’ decision. In her appeal of the Administrative Court’s decision, the applicant stated that in Germany she has again joined an Chinese evangelical congregation. In a decision of 12 July 2007, the High Administrative Court of Hessen upheld the appeal. The court found that there was a considerable probability that in the event of return to China, she would be recognised and persecuted, particularly because of her participation in founding a Chinese underground church.
The authorities appealed to the Federal Administrative Court.
Decision & reasoning:
The court stated:
For the purposes of assessing refugee claims, persecution is defined in Art 9.1 (a) of the Qualification Directive. It states that:
"Acts of persecution within the meaning of the Geneva Convention must be sufficiently serious by their nature or repetition as to constitute a severe violation of basic human rights, in particular the rights from which derogation cannot be made under Art 15.2 of the European Convention for the Protection of Human Rights and Fundamental Freedoms (ECHR)."
Thus a grant of refugee status is contingent on an act of persecution which - drawing upon the reasons for persecution stated in Art 10 of the Qualification Directive – severely violates a basic human right.
In examining whether an act constitutes a serious violation of a basic human right within the meaning of Art 9.1 of the Qualification Directive, it has first to be determined which human right is being interfered with. In connection with religious activity it is decisive whether a danger to life, limb or liberty is at stake or an interference with religious freedom because the believer is being required to restrict or abandon his or her faith .
In cases of interference with life, physical integrity or physical freedom, the case law to date has assumed, without restriction, that significant persecution exists if the interference is substantial and associated with characteristics relevant to asylum. Art 9 of the Qualification Directive does not entail any changes in this respect. Under Art 9.1 (a) of the Qualification Directive the basic human rights whose serious violation always results in an assumption of persecution particularly include the rights from which (under Art 15.2 in conjunction with Art 15.1 of the ECHR) no derogation is permitted, even in case of war or other public emergency. These rights that persist even in public emergencies include the right to life, the prohibition of torture and inhuman or degrading treatment or punishment, the prohibition of slavery and servitude and the prohibition of convictions for criminal offences without a proper legal basis. In the event of interference with physical integrity or physical freedom, significant persecution is to be assumed automatically; provided the interference is covered by Art 3 of the ECHR. In any case, the right to physical integrity and physical freedom is a fundamental human right. If an interference with this right is not covered by Art 3 of the ECHR, persecution must be assumed if the violation of a right is severe within the meaning of Art 9.1 (a) of the Qualification Directive. The referral in that provision to the rights listed in Art 15.2 of the ECHR is not exclusive.
If, in connection with religious activity, the matter at issue is not an interference with life, physical integrity or physical freedom, it must be examined whether there is an interference with religious freedom, which constitutes persecution within the meaning of Art 9.1 of the Qualification Directive. Although religious freedom is not among the rights protected even in emergencies under Art 15.2 of the ECHR, it too is one of the basic human rights protected under Art 9.1 (a) of the Qualification Directive – in addition to the rights that are protected even in emergencies. In any case, a severe violation of religious freedom exists if a believer is so seriously impeded from practicing his/her faith that the right to religious freedom is violated in its core. If this core area is violated, a severe violation of rights within the meaning of Art 9.1 (a) of the Qualification Directive must be affirmed and if the other requirements are met refugee status must be granted accordingly. Whether and under which circumstances refugee status under the Qualification Directive also covers religious activity in public, is a matter of uncertainty under Community law that must ultimately be decided by the European Court of Justice.
In initial proceedings in asylum law - as here - there is no limitation on the recognition of subjective reasons that arise after leaving the country of origin (Art 5.2 of the Qualification Directive; see, previously, decision of 18 December 2008 of the Federal Administrative Court, 10 C 27.07). According to the findings of the High Administrative Court, moreover, the applicant already practiced her faith in her country of origin, and attracted the attention of the authorities there as a member of a prohibited home church (see Art 4.3 (d) in conjunction with Article 5.2 of the Qualification Directive).
The High Administrative Court established the facts insufficiently. Therefore, it is not possible to examine a potential persecution due to her religious activities in Germany in case of the applicant’s return to China. The High Administrative Court must not base its decision purely on the wording of the Criminal Code, but has to examine, e.g., how this legal provision is actually applied in China, if there are regional differences, if and to what extent the Chinese authorities’ measures are directed in the same way against religious activity in other countries and if and in which way Chinese authorities obtain knowledge of such activities.
Outcome:
The case was remitted to the High Administrative Court for further findings and a decision.
Subsequent proceedings:
Unknown
Observations/comments:
An English translation (commissioned by the Federal Administrative Court, but not officially authorized) is available at:
http://www.bverwg.de/enid/675f6deed63906108930598f94338a4b,0/Decisions_in_Asylum_and_Immigration_Law/BVerwG_ss__C_5ss__7_kq.html
Relevant International and European Legislation:
Cited National Legislation:
| Cited National Legislation |
| ICCPR |
| ICCPR - Art 18 |
Cited Cases:
| Cited Cases |
| Germany - Federal Administrative Court, 18 December 2008, 10 C 27.07 |
| Germany – Federal Administrative Court, 29 May 2008, 10 C 11.07 |
| Germany - Federal Administrative Court, 19 January 2009, 10 C 52.07 |
| ECtHR - Church of Scientology Moscow v Russia, 5 April 2007 (Application no.18147/02) |
| Germany - Federal Administrative Court, 24 May 2000, 9 C 34.9 |
| Germany - Federal Administrative Court, 20 January 2004, 1 C 9.03 |
| Germany - Federal Administrative Court, 14 October 2008, 10 C 48.07 |
Follower Cases:
| Follower Cases |
| Germany - High Administrative Court Baden-Wurttemberg, 3 November 2011, A 8 S 1116/11 |