Ireland - High Court, 12 October 2011, A. v Minister for Justice, Equality and Defence [2011] IEHC 381
| Country of Decision: | Ireland |
| Country of applicant: | Sierra Leone |
| Court name: | High Court |
| Date of decision: | 12-10-2011 |
| Citation: | [2011] IEHC 381 |
| Additional citation: | 2011 No. 697 J.R. |
Keywords:
| Keywords |
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Effective remedy (right to)
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Description
A general principle of EU law now set out in Article 47 of the Charter of Fundamental Rights: "Everyone whose rights and freedoms guaranteed by the law of the Union are violated has the right to an effective remedy before a tribunal in compliance with the conditions laid down in this Article.” “[It] is based on Article 13 of the ECHR: ‘Everyone whose rights and freedoms as set forth in this Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.’ However, in Community law the protection is more extensive since it guarantees the right to an effective remedy before a court. The Court of Justice enshrined the principle in its judgment of 15 May 1986 (Case 222/84 Johnston [1986] ECR 1651; see also judgment of 15 October 1987, Case 222/86 Heylens [1987] ECR 4097 and judgment of 3 December 1992, Case C-97/91 Borelli [1992] ECR I-6313. According to the Court, this principle also applies to the Member States when they are implementing Community law. The inclusion of this precedent in the Charter is not intended to change the appeal system laid down by the Treaties, and particularly the rules relating to admissibility. This principle is therefore to be implemented according to the procedures laid down in the Treaties. It applies to the institutions of the Union and of Member States when they are implementing Union law and does so for all rights guaranteed by Union law.” |
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Obligation/Duty to cooperate
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Description
Obligations imposed byMember States upon applicants for asylum to cooperate with the competent authorities insofar as these obligations are necessary for the processing of the application. These may include obligations to: (a) report to the competent authorities or to appear before them in person; (b) to hand over documents in their possession relevant to the examination of the application, such as their passports; (c) to inform the competent authorities of their current place address; (d) to be personally searched and the items he/she carries with him/her; (e) to have ones photograph taken; and (f) to have ones oral statements recorded provided. Alternatively the duty of the decision-maker to cooperate with the applicant in carrying out its assessment of facts and circumstances |
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Procedural guarantees
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Description
“In the interests of a correct recognition of those persons in need of protection … every applicant should, subject to certain exceptions, have an effective access to procedures, the opportunity to cooperate and properly communicate with the competent authorities so as to present the relevant facts of his/her case and sufficient procedural guarantees to pursue his/her case throughout all stages of the procedure.” Procedures should satisfy certain basic requirements, which reflect the special situation of the applicant for refugee status, and which would ensure that the applicant is provided with certain essential guarantees. Some of these basic requirements are set out in on p.31 of the UNHCR Handbook as well as the APD Arts. 10, 17 and 34 and include: a personal interview, the right to legal assistance and representation, specific guarantees for vulnerable persons and regarding the examination procedure, and those guarantees set out in the Asylum Procedures Directive. |
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Subsidiary Protection
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Description
The protection given to a third-country national or a stateless person who does not qualify as a refugee but in respect of whom substantial grounds have been shown for believing that the person concerned, if returned to his or her country of origin, or in the case of a stateless person, to his or her country of former habitual residence, would face a real risk of suffering serious harm as defined in Article 15 of 2004/83/EC, and to whom Article 17(1) and (2) of 2004/83/EC do not apply, and is unable, or, owing to such risk, unwilling to avail himself or herself of the protection of that country.” “Note: The UK has opted into the Qualification Directive (2004/83/EC) but does not (legally) use the term Subsidiary Protection. It is believed that the inclusion of Humanitarian Protection within the UK Immigration rules fully transposes the Subsidiary Protection provisions of the Qualification Directive into UK law. |
Headnote:
This was a decision on an injunction application in the course of judicial review proceedings challenging a subsidiary protection decision and deportation order on the basis of a failure by the Minister to cooperate with the applicant in processing the subsidiary protection application and that the failure to provide a mechanism of appeal against a refusal of subsidiary protection breaches the principal of equivalence in European Union law in that the procedure under the (Irish) 2006 Regulations is inferior to that provided for in national law (the Refugee Act 1996 as amended) in respect of decisions on claims for asylum.
The (injunction) application was rejected on the basis that it was only since the requirements of the Procedures Directive, and, in particular, the deeming provision of its Annex 1, became effective in Irish law (in 2007) that the recommendation of the Commissioner fell to be considered as the first instance determination by a “determining authority” with an appeal to the Refugee Appeals Tribunal. Thus, insofar as the provisions of the 1996 Act can now be pointed to as providing a two-stage determination for an asylum application including a right to an effective remedy by way of appeal, it is only because of the manner in which the State has adapted the arrangements of the 1996 Act in order to comply with the requirements of the Procedures Directive for asylum (refugee) applications pursuant to Article 3.1. Furthermore, without a unified system for both applications the minimum procedural standards provide for in the Procedures Directive do not apply to a separate and discrete subsidiary protection application.
In relation to the ‘co-operation’ point the Court found that a claim of non-compliance with such a duty of “co-operation” or the principle audi alteram partem cannot be made as a purely academic point divorced from specific facts. The applicant in this case eschewed the need to identify any particular finding in the Subsidiary Protection determination which might have been corrected or altered had the applicant been consulted upon it.
Unlike the Procedures Directive, Article 4.1 of the Qualifications Directive refers to the duty of co-operation in respect of the “application for international protection,” that is, the claim to asylum and the claim to subsidiary protection. Article 14.2 of the Procedures Directive recognises, however, that the report of the personal interview with the applicant on which the decision of the determining authority on an asylum application is based, may be communicated to the asylum seeker after the decision has been adopted. The Court found that it would be inconsistent with these arrangements that the duty of cooperation in Article 4.1 should be construed as imposing on a determining authority a mandatory obligation to submit either the report or a draft decision in relation to a subsidiary protection application to an applicant for prior comment. Furthermore, the duty to co-operate provided for in Article 4.1only applies to those elements of the claim described in Article 4.2. These are, in effect, the basic facts and documents relating to the applicant’s personal history and to the basis of the claim and they are primarily considered and assessed in the asylum process including any appeal.
Facts:
The applicant was a national of Sierra Leone who had left that country for Nigeria as a child in the 1960s. He came to Ireland in 2006 and sought both refugee and subsidiary protection status in Ireland on the basis of events that had occurred in Nigeria. Both applications were rejected by the Minister primarily on the basis that the applicant was actually a citizen of Sierra Leone and had not indicated that there was any risk of persecution or serious harm in that country. Shortly after rejecting the subsidiary protection application, the Minister then made a deportation order against the applicant. This was challenged by way of Judicial Review to the High Court but the challenge was really to the subsidiary protection decision making process (if the subsidiary protection decision was quashed the deportation order would have to be revoked). The procedural problems identified by the applicant were
a) that, contrary to the provisions of Article 4.1 of the Qualification Directive, the Minister had not cooperated with him in any way in determining the subsidiary protection application and, in particular, had not provided a draft report of critical findings which the applicant could try to address before a final decision was made;
b) that the lack of an appeal against a subsidiary protection decision meant that the subsidiary protection procedures were inferior and not equivalent to the asylum procedures under the (domestic) Refugee Act.
Decision & reasoning:
The Court (Cooke J.) refused an injunction preventing deportation on the basis that there was not even ‘a fair issue to be tried’ in the Judicial Review. This, in effect, means that the Court decided that the proceedings had no reasonable prospect of success.
In relation to the appeal point, the Court found that the scope of the Procedures Directive is defined in Article 3.1: “This Directive shall apply to all applications for asylum made in the territory, including at the border or in the transit zones of the Member States, and to the withdrawal of refugee status”. Accordingly, except where a Member State employs a single or unified procedure covering both forms of protection, the Procedures Directive imposes no minimum procedural standards in respect of the processing of applications for subsidiary protection and, therefore, that there is no right to an ‘effective remedy’ by appeal.
In relation to the “co-operation” point arising from Article 4.1, of the Qualification Directive, the Court found that although, under the (Irish) 2006 Regulations, the subsidiary protection application is made after the asylum process has concluded (including any appeal to the Tribunal), the exercise involved in determining the application is essentially the same. It involves considering whether, having regard to the fact that the claim so far as has been found to be established does not qualify refugee status, it nevertheless comes within the scope of subsidiary protection.
The Court went on to find:
“There is no deficiency in the 2006 Regulations by reason of the absence of any express repetition of the words “in co-operation with the applicant” in relation to the distinct assessment of an application for subsidiary protection. It is to be noted that the expression used in Article 4.1 of the Qualifications Directive in relation to the assessment of “the relevant elements” of “the application for international protection” covers the elements relevant to both forms of international protection. Those elements are described in Article 4.2. They consist of the “the applicant’s statements and all documentation at the applicant’s disposal regarding the applicant’s age, background, including that of relevant relatives, identity, nationality(ies), country(ies) and place(s) of previous residence, previous asylum applications, travel routes, identity and travel documents and the reasons for applying for international protection”.
18.These are, in effect, the basic facts and documents relating to the applicant’s personal history and to the basis of the claim and they are primarily considered and assessed in the asylum process including any appeal. The “co-operative” nature of the first instance assessment phase is reflected particularly in, for example, the initial interview of an arriving applicant under s. 8(1) of the Act; the duty and function of the Commissioner to investigate the application under s. 11(1); the interview of the applicant under s. 11(2) and the powers of the Commissioner to make all necessary inquiries and obtain information; and by the reciprocal duty of an applicant to co-operate in the investigation under Article 11C of the Act. While in an appeal to the Tribunal against a negative recommendation the onus lies with the appellant, the continuing investigative and co-operative character of the second phase is reflected in the power of the Tribunal under s. 16(6) to request the Commissioner to conduct further inquires or supply further information.
19. This explains why, in the view of the Court, Article 39 of the Procedures Directive requires the availability of the “effective remedy” only in respect of the decisions in the asylum process and (by virtue of Article 3.3) in respect of decisions in a unified procedure.“
Outcome:
Injunction refused
Subsequent proceedings:
The injunction decision has been appealed to the Supreme Court but the applicant may be deported in the meantime. The case itself will remain in the Court list. It may take up to 2 years to get a hearing date.
Observations/comments:
While this decision appears to rule out any future challenge to the subsidiary protection procedures, the Court did find that that the Minister is not wholly relieved of any obligation of co-operation in appropriate cases. The process of determining the application must conform to the normal rules of fair procedures. These include the principle audi alteram partem (hear the other side) Accordingly, if in a given case new facts, information or documentation not previously examined in the asylum process are put before the Minister and are material to the claim for subsidiary protection, that principle would require the Minister to afford an applicant an opportunity of comment or rebuttal if the refusal of the application was to be based, for example, upon a finding that the information was untrue or the documents were forged. This is is not dependent upon any express reiteration of the word “co-operation” in the 2006 Regulations. The problem in this case was that the audi alteram partem was made as a purely academic point divorced from specific facts. The applicant didn’t and didn’t want to identify any particular finding in the Subsidiary Protection Determination which would have been corrected or altered had the applicant been consulted upon it.
Relevant International and European Legislation:
Cited National Legislation:
| Cited National Legislation |
| TFEU |
| TFEU - Art 19 |
Cited Cases:
| Cited Cases |
| Ireland - High Court, 6 October 2011, S.L. v Minister for Justice Law Reform, Ireland and the Attorney General, [2011] IEHC 370 |
| CJEU - C-34/02 Pasquini |
| Ireland - I.M.M. v Minister for Justice & Equality (Unreported, Cooke J. 27th July 2011 |
Follower Cases:
| Follower Cases |
| Ireland - High Court, 11 January 2012, P.I., E.I. (An Infant) and J.N.I. (An Infant) v Minister for Justice and Equality, [2012] IEHC 7 |
Other sources:
European Commission, Report from the Commission to the European Parliament and Council on the
application of Directive 2005/85/EC of 1 December 2005 on minimum standards on procedures in
Member States for granting and withdrawing refugee status, Brussels, 8.9.2010. COM(2010) 465 final