Austria - Constitutional Court, 27 June 2012, U98/12
| Country of Decision: | Austria |
| Country of applicant: | Afghanistan |
| Court name: | Constitutional Court |
| Date of decision: | 27-06-2012 |
| Citation: | VfGH 27.06.2012, U98/12 |
Keywords:
| Keywords |
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Credibility assessment
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Description
Assessment made in adjudicating an application for a visa, or other immigration status, in order to determine whether the information presented by the applicant is consistent and credible. |
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Personal circumstances of applicant
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Description
The range of factors such as background, gender, age, and individual position which must to be taken into account in the assessment of an application for international protection per Article 4(3)(c) of the Qualification Directive. |
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Personal interview
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Description
"The process of questioning or talking with a person in order to obtain information or determine the personal qualities of the person. An interview is a common step in the adjudication of an application for refugee or other immigration status.” An applicant for asylum must be given the opportunity of a personal interview subject to the provisions of the Asylum Procedures Directive: - A personal interview must normally take place without the presence of family members unless considered necessary for an appropriate examination. - It must be conducted under conditions which allow applicants to present the grounds for their applications in a comprehensive manner and which ensure appropriate confidentiality. - the person who conducts the interview must be sufficiently competent to take account of the personal or general circumstances surrounding the application, including the applicant’s cultural origin or vulnerability, insofar as it is possible to do so - interpreters must be able to ensure appropriate communication between the applicant and the person who conducts the interview but it need not necessarily take place in the language preferred by the applicant if there is another language which he/she may reasonably be supposed to understand and in which he/she is able to communicate. - Member States may provide for rules concerning the presence of third parties at a personal interview. - a written report must be made of every personal interview, containing at least the essential information regarding the application as presented by the applicant - applicants must have timely access to the report of the personal interview and in any case as soon as necessary for allowing an appeal to be prepared and lodged in due time." |
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Relevant Facts
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Description
An assessment of an application for international protection must take into account all relevant facts, including those relating to: the country of origin at the time of taking a decision on the application, including laws and regulations of the country of origin and the manner in which they are applied; relevant statements and documentation presented by the applicant; the individual position and personal circumstances of the applicant; and other matters set out in Article 4 of the Qualification Directive |
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Subsidiary Protection
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Description
The protection given to a third-country national or a stateless person who does not qualify as a refugee but in respect of whom substantial grounds have been shown for believing that the person concerned, if returned to his or her country of origin, or in the case of a stateless person, to his or her country of former habitual residence, would face a real risk of suffering serious harm as defined in Article 15 of 2004/83/EC, and to whom Article 17(1) and (2) of 2004/83/EC do not apply, and is unable, or, owing to such risk, unwilling to avail himself or herself of the protection of that country.” “Note: The UK has opted into the Qualification Directive (2004/83/EC) but does not (legally) use the term Subsidiary Protection. It is believed that the inclusion of Humanitarian Protection within the UK Immigration rules fully transposes the Subsidiary Protection provisions of the Qualification Directive into UK law. |
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Unaccompanied minor
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Description
“’Unaccompanied minors’ means third-country nationals or stateless persons below the age of 18, who arrive on the territory of the Member States unaccompanied by an adult responsible for them whether by law or custom, and for as long as they are not effectively taken into the care of such a person; it includes minors who are left unaccompanied after they have entered the territory of the Member States.” |
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Child Specific Considerations
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Description
Application of a child-sensitive process and assessment of protection status, taking into account persecution of a child-specific nature and the specific protection needs of children. “When assessing refugee claims of unaccompanied or separated children, States shall take into account the development of, and formative relationship between, international human rights and refugee law, including positions developed by UNHCR in exercising its supervisory functions under the 1951 Refugee Convention. In particular, the refugee definition in that Convention must be interpreted in an age and gender-sensitive manner, taking into account the particular motives for, and forms and manifestations of, persecution experienced by children. Persecution of kin; under-age recruitment; trafficking of children for prostitution; and sexual exploitation or subjection to female genital mutilation, are some of the child-specific forms and manifestations of persecution which may justify the granting of refugee status if such acts are related to one of the 1951 Refugee Convention grounds. States should, therefore, give utmost attention to such child-specific forms and manifestations of persecution as well as gender-based violence in national refugee status-determination procedures.” See also the best interests principle. |
Headnote:
The age of the child and the mental state of the Applicant as well as the ban on more detailed questioning on the reasons for fleeing in the initial police interview should have been taken into account to a greater extent when assessing the assertion of flight. The lack of discussion of these aspects represents a failure to investigate several decisive points, which made the decision by the Asylum Court arbitrary and therefore unconstitutional
Facts:
The Applicant who was born on 13.01.1995 lodged an application for international protection on 07.04.2011, therefore as a 16 year old unaccompanied minor. The Federal Asylum Agency refused this application regarding asylum in a decision of 07.10.2011, but granted subsidiary protection. In a finding of 20.10.2011, the Asylum Court refused the appeal that had been lodged as unfounded. The Asylum Court chiefly justified the refusal with the grounds that the Applicant had given different information in his initial police interview and at his hearing: firstly that he had left Afghanistan owing to the economic situation; then that a commander had murdered his father and brother and his life was now also at risk. In addition, the descriptions were imprecise and lacking in detail. Overall the submission by the Applicant had therefore been considered to have lacked credibility.
The Applicant appealed against the decision by the Asylum Court to the Constitutional Court on grounds of a violation of the right granted under constitutional law of equal treatment for foreigners.
In the appeal he stated that the Asylum Court had acted arbitrarily because the traumatisation of the Applicant and his age as a child or young person at the time of the asylum proceedings or the events triggering flight had not been ascribed the appropriate significance. The standard applied by the Asylum Court regarding credibility was not appropriate for minors as they have a completely different perception of events owing to their not yet completed physical and mental development and drew conclusions that were not comprehensible – for adults. If one based the submission on flight on the empirical and cognitive skills of the Applicant, his submission on flight was conclusive and consistent. In addition, the Asylum Court had assigned greater credibility to the initial police interview than the other hearings, although the latter had taken place without a legal representative and should not have referred to the reasons for flight in accordance with Section 19 Para. 2 Asylum Act 2005. Overall, the Asylum Court is accused of major arbitrariness to the detriment of the Applicant.
Decision & reasoning:
The Constitutional Court stated in its decision on the appeal by the Applicant that Article I Para. 1 of the Federal Constitutional Law on the implementation of the International Convention on the Elimination of All Forms of Racial Discrimination (ICERD) forbids differentiation between foreigners that cannot be objectively justified. At the same time it included the imperative of equal treatment of foreigners; unequal treatment is legal only when and to the extent that there arereasonable grounds for this and unequal treatment is not disproportionate. Amongst other things, a decision contradicts Article I Para. 1 of the Federal Constitutional Law on the implementation of ICERD if the authority could be accused of arbitrary behaviour when taking this decision. Such arbitrary behaviour consists, amongst other things, of a cumulative misjudgement of the legal situation, failing to investigate a decisive point or failing to undertake the correct investigative procedure in the first place, in particular in conjunction with ignoring the parties’ submissions and a frivolous departure from the content of the files or disregard for the actual facts of the case.
The Asylum Court was accused of such arbitrary behaviour with regard to the disputed decision:
The Asylum Court was obliged to discuss all the relevant points of view in detail when assessing the credibility of the Applicant. This also included, for example, his mental health, which, if adversely affected, meant that a more generous standard should be applied to the level of detail of his submission. The age and level of development of the Applicant should also be taken into consideration.
Furthermore, the Asylum Court had assessed the submission by the Applicant on the murder of his father as lacking in detail, imprecise and unsubstantiated, without mentioning that the Applicant was eight years old at the time. The Asylum Court should have addressed the age of the Applicant and applied a corresponding assessment standard. This applies even more to the politically motivated hostility between his father and his father’s murderer, as the Applicant was at most six years old at this time.
Lastly, the Asylum Court primarily supported its decision based on contradictions between the reasons for flight submitted during the initial police interview and those given during the hearing before the Federal Asylum Agency. In doing so the Asylum Court had ignored the ban on closer questioning regarding the grounds for flight (Section 19 Para. 1 Asylum Act 2005) in the first interview. This provision is intended to protect asylum seekers from having to speak in detail about traumatic events to uniformed state bodies directly following their flight from their country of origin. In addition, additional conditions exist for the initial interview of minors (Section 16 Para. 3 and 5 Asylum Act 2005). This means that the Asylum Court should have taken the mental and physical conditions of asylum seekers into account in particular.
The fact that the Applicant had stated with regard to the initial interview that he was unable to remember things owing to the stress of the flight and the people smuggler had told him he must not mention anything about the hostility, is not included in the assessment of evidence by the Asylum Court. The Asylum Court should have questioned the reliability of the Applicant’s information during the initial police interview given the indications to that effect.
Overall, the failure to investigate several points that were decisive for the decision meant that the Asylum Court could be accused of arbitrariness. As a result, the Applicant’s right to the equal treatment of foreigners granted under constitutional law had been violated.
Outcome:
The disputed decision was revoked.
Observations/comments:
Disputed decision by the Asylum Court
Asylum Court (AsylGH) 11.01.2012, C14 422234-1/2011
Relevant International and European Legislation:
Cited National Legislation:
Cited Cases:
| Cited Cases |
| Austria - VfSlg. 13.836/1994, VfSlg. 14.650/1996, VfSlg. 16.080/2001, 17.026/2003 |
| Austria - VfSlg. 15.451/1999, 16.297/2001, 16.354/2001, 18.614/2008 |