UK - Court of Appeal, 13 December 2011, HM (Iraq) and RM (Iraq) v Secretary of State for the Home Department [2011] EWCA Civ 1536
| Country of Decision: | United Kingdom |
| Country of applicant: | Iraq |
| Court name: | Court of Appeal |
| Date of decision: | 13-12-2011 |
| Citation: | [2011] EWCA Civ 1536 |
Keywords:
| Keywords |
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Indiscriminate violence
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Description
Violence in situations of international or internal armed conflict which presents a serious and individual threat to a civilian's life or person for the purposes of determining the risk of serious harm in the context of qualification for subsidiary protection status under QD Art. 15(c). |
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Procedural guarantees
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Description
“In the interests of a correct recognition of those persons in need of protection … every applicant should, subject to certain exceptions, have an effective access to procedures, the opportunity to cooperate and properly communicate with the competent authorities so as to present the relevant facts of his/her case and sufficient procedural guarantees to pursue his/her case throughout all stages of the procedure.” Procedures should satisfy certain basic requirements, which reflect the special situation of the applicant for refugee status, and which would ensure that the applicant is provided with certain essential guarantees. Some of these basic requirements are set out in on p.31 of the UNHCR Handbook as well as the APD Arts. 10, 17 and 34 and include: a personal interview, the right to legal assistance and representation, specific guarantees for vulnerable persons and regarding the examination procedure, and those guarantees set out in the Asylum Procedures Directive. |
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Subsidiary Protection
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Description
The protection given to a third-country national or a stateless person who does not qualify as a refugee but in respect of whom substantial grounds have been shown for believing that the person concerned, if returned to his or her country of origin, or in the case of a stateless person, to his or her country of former habitual residence, would face a real risk of suffering serious harm as defined in Article 15 of 2004/83/EC, and to whom Article 17(1) and (2) of 2004/83/EC do not apply, and is unable, or, owing to such risk, unwilling to avail himself or herself of the protection of that country.” “Note: The UK has opted into the Qualification Directive (2004/83/EC) but does not (legally) use the term Subsidiary Protection. It is believed that the inclusion of Humanitarian Protection within the UK Immigration rules fully transposes the Subsidiary Protection provisions of the Qualification Directive into UK law. |
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Internal armed conflict
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Description
“A conflict in which government forces are fighting with armed insurgents, or armed groups are fighting amongst themselves.” |
Headnote:
The Court quashed a country guidance decision on the application of Art 15(c) of the Qualification Directive in Iraq because the Tribunal had not considered what was necessary to ensure that it heard proper argument in a case designed to give binding guidance for other applicants.
Facts:
The appeal of the applicants and two others had been listed as counrty guidance on the issue of Art 15(c) of the Qualification Directive and therefore risk on return to Iraq. Two firms of representatives had conduct of the four cases and had co-operated on commissioning and assembling the evidence on behalf of the applicants. UNHCR had been joined as a party and had submitted written evidence. A week before the hearing was listed the representatives contacted the Tribunal. One applicant had not maintained contact with the representatives, who considered themselves without instructions, the two brothers, HM and RM, had withdrawn instructions from the same firm and the fourth applicant had instructed his representatives to withdraw his appeal. All the applicants were publicly funded and the public body responsible had withdrawn funding, presumably because success was rated at less than 50% (which in the UK is the minimum amount required to act for someone at appeal under public finding).
The Tribunal was seriously aggrieved by the situation and refused permission to the fourth applicant to withdraw his appeal. The unrepresented HM and RM were present. Further enquiries confirmed that public funding was not available and that the representatives would not act for nofee (see Art 15(d) of the Procedures Directive). The Tribunal considered the situation and decided to hear and determine the appeals in the absence of any representation for the applicants and to dismiss the appeals.
HM and RM were subsequently granted public funding to appeal to the Court of Appeal on both procedural and substantive grounds.
Decision & reasoning:
The Court rejected the submission that given the special status of a country guidance case, legal principle required that a “proper contradictor” was required in an adversarial system. The Court found that a court would generally not exercise its discretion to grant a declaration in the absence of proper argument. It accepted that country guidance cases have a significance and status and that it was important that there should be “proper argument”.
The Tribunal erred by not considering how it could ensure that it heard proper argument. It could have invited UNHCR to step into the breach and it could have requested the Attorney General to consider counsel to assist the Court, as amicus curiae.
The Court briefly considered submissions on whether the Tribunal had been insufficiently or inappropriately overly inquisitorial but on the facts the Court rejected these criticisms. The Court took into consideration who had produced certain documents (the parties or the Tribunal) and the date when one document had been published.
The previous determination was quashed and ceased to be valid country guidance. The substantive issues remain to be considered at a fresh hearing before the Tribunal.
Outcome:
Country Guidance quashed. Appeal remitted for fresh hearing.
Relevant International and European Legislation:
Cited National Legislation:
| Cited National Legislation |
| UK - Tribunals Practice Directions 10/1/2010 |
| UK - Tribunal Procedure (Upper Tribunal) Rules 2008 |
Cited Cases:
| Cited Cases |
| UK - Court of Appeal, 24 June 2009, QD & AH (Iraq) v Secretary of State for the Home Department with the United Nations High Commissioner for Refugees Intervening [2009] EWCA Civ 620 |
| UK - Clarke v Fennoscandia Ltd [2007] UKHL 56 |
| UK - HM and Others (Iraq) v. Secretary of State for the Home Department, CG [2010] UKUT 331 (IAC) |
| UK - In re F [1990] 2 AC |
| UK - KH (Iraq) CG [2008] UKIAT 00023 |
| UK - OM (Zimbabwe) v. Secretary of State for the Home Department, CG [2006] UKAIT 00077 |
| UK - Russian Commercial and Industrial Bank v British Bank for Foreign Trade Ltd [1921] 2AC 438 |
Follower Cases:
Other sources:
UN High Commissioner for Refugees, UNHCR Eligibility Guidelines for Assessing the International Protection Needs of Iraqi Asylum-Seekers, April 2009.