CJEU - Milkiyas Addis v Bundesrepublik Deutschland, Case C-517/17, 16/07/2020
| Country of Domestic Proceedings: | Germany |
| Country of applicant: | Eritrea |
| Court name: | Court of Justice of the European Union |
| Date of decision: | 16-07-2020 |
| Citation: | Court of Justice of the European Union, C- 517/17 Milkiyas Addis v. Bundesrepublik Deutschland, 16 July 2020 |
| ECLI: | ECLI:EU:C:2020:579 |
Keywords:
| Keywords |
|
Assessment of facts and circumstances
{ return; } );"
>
Description
The duty of the state to carry out an individual assessment of all relevant elements of the asylum application according to the provisions of Article 4 of the Qualification Directive, including considering past persecution and credibility; and the duty of the applicant to submit as soon as possible all statements and documentation necessary to substantiate the application. |
|
Effective access to procedures
{ return; } );"
>
Description
Effective access to legal and administrative procedures undertaken by UNHCR and/or States in accordance with the Asylum Procedures Directive to determine whether an individual should be recognized as a refugee in accordance with national and international law. |
|
Effective remedy (right to)
{ return; } );"
>
Description
A general principle of EU law now set out in Article 47 of the Charter of Fundamental Rights: "Everyone whose rights and freedoms guaranteed by the law of the Union are violated has the right to an effective remedy before a tribunal in compliance with the conditions laid down in this Article.” “[It] is based on Article 13 of the ECHR: ‘Everyone whose rights and freedoms as set forth in this Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.’ However, in Community law the protection is more extensive since it guarantees the right to an effective remedy before a court. The Court of Justice enshrined the principle in its judgment of 15 May 1986 (Case 222/84 Johnston [1986] ECR 1651; see also judgment of 15 October 1987, Case 222/86 Heylens [1987] ECR 4097 and judgment of 3 December 1992, Case C-97/91 Borelli [1992] ECR I-6313. According to the Court, this principle also applies to the Member States when they are implementing Community law. The inclusion of this precedent in the Charter is not intended to change the appeal system laid down by the Treaties, and particularly the rules relating to admissibility. This principle is therefore to be implemented according to the procedures laid down in the Treaties. It applies to the institutions of the Union and of Member States when they are implementing Union law and does so for all rights guaranteed by Union law.” |
|
First country of asylum
{ return; } );"
>
Description
"A country can be considered to be a first country of asylum for a particular applicant for asylum if: (a) he/she has been recognised in that country as a refugee and he/she can still avail himself/herself of that protection; or (b) he/she otherwise enjoys sufficient protection in that country, including benefiting from the principle of non-refoulement; provided that he/she will be re-admitted to that country." Member States may consider an application for asylum as inadmissible if a country which is not a Member State is considered as a first country of asylum for the applicant. |
|
Individual assessment
{ return; } );"
>
Description
The carrying out of an assessment on an individual and personal basis. In relation to applications for international protection, per Article 4(3) of the Qualification Directive, this includes taking into account: (a) all relevant facts as they relate to the country of origin at the time of taking a decision; (b) the relevant statements and documentation presented by the applicant; “(c) the individual position and personal circumstances of the applicant, including factors such as background, gender and age, so as to assess whether, on the basis of the applicant's personal circumstances, the acts to which the applicant has been or could be exposed would amount to persecution or serious harm; (d) whether the applicant's activities since leaving the country of origin were engaged in for the sole or main purpose of creating the necessary conditions for applying for international protection, so as to assess whether these activities will expose the applicant to persecution or serious harm if returned to that country; (e) whether the applicant could reasonably be expected to avail himself of the protection of another country where he could assert citizenship.” |
|
Inhuman or degrading treatment or punishment
{ return; } );"
>
Description
A form of serious harm for the purposes of the granting of subsidiary protection. The Trial Chamber of the International Criminal Tribunal for the Former Yugoslavia in Celibici defined cruel or inhuman treatment as ‘an intentional act or omission, that is an act which, judged objectively, is deliberate and not accidental, that causes serious mental or physical suffering or injury or constitutes a serious attack on human dignity.’ “Ill-treatment means all forms of cruel, inhuman or degrading treatment or punishment, including corporal punishment, which deprives the individual of its physical and mental integrity." |
|
Personal circumstances of applicant
{ return; } );"
>
Description
The range of factors such as background, gender, age, and individual position which must to be taken into account in the assessment of an application for international protection per Article 4(3)(c) of the Qualification Directive. |
|
Personal interview
{ return; } );"
>
Description
"The process of questioning or talking with a person in order to obtain information or determine the personal qualities of the person. An interview is a common step in the adjudication of an application for refugee or other immigration status.” An applicant for asylum must be given the opportunity of a personal interview subject to the provisions of the Asylum Procedures Directive: - A personal interview must normally take place without the presence of family members unless considered necessary for an appropriate examination. - It must be conducted under conditions which allow applicants to present the grounds for their applications in a comprehensive manner and which ensure appropriate confidentiality. - the person who conducts the interview must be sufficiently competent to take account of the personal or general circumstances surrounding the application, including the applicant’s cultural origin or vulnerability, insofar as it is possible to do so - interpreters must be able to ensure appropriate communication between the applicant and the person who conducts the interview but it need not necessarily take place in the language preferred by the applicant if there is another language which he/she may reasonably be supposed to understand and in which he/she is able to communicate. - Member States may provide for rules concerning the presence of third parties at a personal interview. - a written report must be made of every personal interview, containing at least the essential information regarding the application as presented by the applicant - applicants must have timely access to the report of the personal interview and in any case as soon as necessary for allowing an appeal to be prepared and lodged in due time." |
|
Procedural guarantees
{ return; } );"
>
Description
“In the interests of a correct recognition of those persons in need of protection … every applicant should, subject to certain exceptions, have an effective access to procedures, the opportunity to cooperate and properly communicate with the competent authorities so as to present the relevant facts of his/her case and sufficient procedural guarantees to pursue his/her case throughout all stages of the procedure.” Procedures should satisfy certain basic requirements, which reflect the special situation of the applicant for refugee status, and which would ensure that the applicant is provided with certain essential guarantees. Some of these basic requirements are set out in on p.31 of the UNHCR Handbook as well as the APD Arts. 10, 17 and 34 and include: a personal interview, the right to legal assistance and representation, specific guarantees for vulnerable persons and regarding the examination procedure, and those guarantees set out in the Asylum Procedures Directive. |
|
Safe third country
{ return; } );"
>
Description
Any other country, not being the country of origin, in which an asylum seeker has found or might have found protection. Note: The notion of safe third country (protection elsewhere/first asylum principle) is often used as a criterion of admissibility to the refugee determination procedure. |
|
Inadmissible application
{ return; } );"
>
Description
Member States may consider an application for asylum as inadmissible pursuant toArticle 25 of the Asylum Procedures Directive if: “(a) another Member State has granted refugee status; (b) a country which is not a Member State is considered as a first country of asylum for the applicant, pursuant to Article 26; (c) a country which is not a Member State is considered as a safe third country for the applicant, pursuant to Article 27; (d) the applicant is allowed to remain in the Member State concerned on some other grounds and as result of this he/she has been granted a status equivalent to the rights and benefits of the refugee status by virtue of Directive 2004/83/EC; (e) the applicant is allowed to remain in the territory of the Member State concerned on some other grounds which protect him/her against refoulement pending the outcome of a procedure for the determination of status pursuant to point (d); (f) the applicant has lodged an identical application after a final decision; (g) a dependant of the applicant lodges an application, after he/she has in accordance with Article 6(3) consented to have his/her case be part of an application made on his/her behalf, and there are no facts relating to the dependant’s situation, which justify a separate application.“ |
|
Dublin Transfer
{ return; } );"
>
Description
"The transfer of responsibility for the examination of an asylum application from one Member State to another Member State. Such a transfer typically also includes the physical transport of an asylum applicant to the Member State responsible in cases where the applicant is in another Member State and/or has lodged an application in this latter Member State (Article 19(3) of Council Regulation (EC) 343/2003). The determination of the Member State responsible for examining an asylum application is done on the basis of objective and hierarchical criteria, as laid out in Chapter III of Council Regulation (EC) 343/2003." |
|
Request to take back
{ return; } );"
>
Description
Formal request by one Member State that another Member State take back, under the conditions laid down in Article 20 of the Dublin II Regulation: - an applicant whose application is under examination and who is in the territory of the requesting Member State without permission; - an applicant who has withdrawn the application under examination and made an application in the requesting Member State; - a third-country national whose application it has rejected and who is in the territory of the requesting Member State without permission. |
|
Return
{ return; } );"
>
Description
"In the context of the Return Directive (2008/115/EC), the process of going back - whether in voluntary compliance with an obligation to return, or enforced - to: - one's country of origin; or - a country of transit in accordance with EU or bilateral readmission agreements or other arrangements; or - another third country, to which the third-country national concerned voluntarily decides to return and in which he/she will be accepted. There are subcategories of return which can describe the way the return is implemented, e.g. voluntary, forced, assisted and spontaneous return; as well as sub-categories which describe who is participating in the return, e.g. repatriation (for refugees)." |
Headnote:
The CJEU ruled that Articles 14 and 34 of the Recast Qualifications Directive must be interpreted as precluding national legislation which provides that a failure to comply with the obligation to give a personal interview to an international protection’s applicant, before a decision is adopted, would lead to that application to be inadmissible.
The CJEU further concluded that it could only be allowed if the legislation gives the opportunity to the international protection’s applicant, in the appeal procedure, to set out in person all of his or her arguments against the decision in a hearing which complies with the applicable conditions and fundamental guarantees, under Article 15 of that Directive. The last condition would be, according to the ruling of the CJEU, that those arguments are not capable of altering that decision.
Facts:
The applicant is an Eritrean national who lodged an asylum application in Germany in 2011. In 2012, the analysis of his fingerprints revealed that he previously submitted an asylum application in Italy for which he was granted refugee status. In that regard, the Italian authorities informed the German Federal Police that the applicant was authorized to return to Italy, under the readmission agreement.
The Federal Office for Migration and Refugees (the national asylum authorities) denied the right of the applicant to seek asylum in Germany on the grounds that he had entered Germany from a safe third country, namely Italy, and ordered his deportation to Italy.
The applicant appealed that decision, and the Higher Administrative Court annulled the deportation order but dismissed the rest of the grounds for appealing the denial of his right to asylum in Germany. The deportation order was considered as unlawful as it was not formally established that Italy was prepared to take back the applicant, due to the expiration of his stay permit. However, he was rightfully denied access to asylum in Germany as there was no reason to believe that he could fear inhuman or degrading treatment, under Article 3 ECHR, if returned to Italy, considered as a safe third country.
The applicant brought an appeal in front of the Federal Administrative Court claiming that there had been no personal interview before his asylum claim was denied and that , if the application was not declared inadmissible, the asylum request could not have been refused on the ground that he had entered Germany from a safe third country.
The Federal Administrative Court declared that the national asylum authorities should not have refused to examine the asylum application based on the facts that the applicant came from a safe third country. The Court argued that domestic law should be in conformity with EU law in which a safe third country is not a Member of the European Union.
Therefore, the Federal Administrative Court stated that the national asylum authorities failed to comply with its obligation, in compliance with Article 12 of Directive 2005/85, to conduct a personal interview, and on the exhaustive list of exceptions enshrined in Article 12 (2) and (3) and Article 14 (2) of the Procedures Directive are exhaustive or based on EU law provisions that allow the Member States for other exceptions.
The Federal Administrative Court suspended proceedings and referred questions to the CJEU on the interpretation of the scope of exceptions to conducting a personal interview outlined in Directives 2005/85 and 2013/32.
Decision & reasoning:
Firstly, the CJEU recalled that Member States are to conduct a personal interview on the admissibility of the application, under Article 34 of the Procedures Directive. Referring to the present case, the CJEU stated that the aim of that provision is for the applicant to be able to express whether he/she has been already granted asylum in another Member State and whether he/she has personal factors that would enable the determining authority to decide if the applicant would fear suffering inhuman or degrading treatment, under Article 4 of the Charter of Fundamental Rights of the European Union (the Charter) if returned to that country of first asylum. Furthermore, the CJEU recalled that Article 33 of the Procedures Directive precludes Member States from making an inadmissibility decision on the grounds that the applicant has already been granted asylum in another Member State where, inter alia, the living conditions in that other MS would expose them to a real risk of inhuman and degrading treatment. It added, furthermore, that the threshold of Article 4 of the Charter is reached where the indifference of MS authorities would expose the applicant to extreme material poverty.
Secondly, the CJEU ruled that the obligation of performing a personal interview to the applicant for international protection, under Article 14 (1) and 34 (1) of the Procedures Directive, is of fundamental importance. It stated that this reasoning is based on the fact that Article 33 (2) (a) of the same Directive has to be in full compliance with Article 4 of the Charter. Therefore, the applicant has to be able to be heard on his/her specific situation and vulnerability before being sent back to a Member State where he could potentially risk to suffer inhuman or degrading treatments under Article 4 of the Charter. In that regard, the CJEU referred to Article 45 of the Procedures Directive on appeals procedures and stated that if a personal interview was not conducted at the stage of the asylum procedure by the national asylum authorities, the applicant should have been heard at a later stage during his appeals.
Further, the CJEU argued that, in compliance with Article 15 (2) and (3) of the Procedures Directive, the personal interview must be conducted under certain conditions. By referring to the Advocate General’s Opinion, the CJEU emphasized that the sole fact that EU law prescribes an exhaustive list of conditions under which the personal interview must be held aims to stress the fundamental importance of procedural guarantees, which have to be complied with prior to considering an asylum request inadmissible.
Furthermore, the CJEU affirmed that the mere fact that Article 33 (2) of the Procedures Directive has been left at the discretion of the Member State does not preclude the domestic authorities determining the asylum request to not comply with the obligation to foresee a personal interview or hearing for the asylum applicant. Thus, the CJEU called upon the referring court to determine whether the applicant was able or would still be able to be personally heard in full compliance with fundamental guarantees, under EU law. If not, the referring court should annul the decision considering the asylum applicant inadmissible and the case to be remitted to the determining authority.
Outcome:
Articles 14 and 34 of Directive 2013/32/EU of the European Parliament and of the Council of 26 June 2013 on common procedures for granting and withdrawing international protection must be interpreted as precluding national legislation under which failure to comply with the obligation to give an applicant for international protection the opportunity of a personal interview before the adoption of a decision on the basis of Article 33(2)(a) of that directive declaring the application to be inadmissible does not lead to that decision being annulled and the case being remitted to the determining authority, unless that legislation allows the applicant, in the appeal procedure against that decision, to set out in person all of his or her arguments against the decision in a hearing which complies with the applicable conditions and fundamental guarantees set out in Article 15 of that directive, and those arguments are not capable of altering that decision.
Subsequent proceedings:
n.a.
Observations/comments:
This summary was drafted by Clémentine Le Roy, LLM student at the Ghent University.
Relevant International and European Legislation:
Cited National Legislation:
Cited Cases:
| Cited Cases |
| CJEU - C-383/13, M.G., N.R., Other Party: Staatssecretaris van Veiligheid en Justitie |
| CJEU - C-585/16 Alheto, 25 July 2018 |
| CJEU - Abubacarr Jawo v. Bundesrepublik Deutschland, Case C-163/17, 19/03/2019 |
| CJEU - Bundesrepublik Deutschland v. Adel Hamed and Amar Omar, Joined Cases C-540/17 and C-541/17, 13/11/2019 |
| CJEU - Ibrahim and Others, Joined Cases C-297/17, C-318/17, C-319/17 and C-438/17, 19/03/2019 |
| CJEU - NKT Verwaltungs GmbH and NKT A/S v European Commission, Case C-607/18 P, 14/05/2020 |