Germany – Administrative Court Hanover, 19 January 2017, 11 B 460/17
Keywords:
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Effective access to procedures
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Description
Effective access to legal and administrative procedures undertaken by UNHCR and/or States in accordance with the Asylum Procedures Directive to determine whether an individual should be recognized as a refugee in accordance with national and international law. |
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Effective remedy (right to)
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Description
A general principle of EU law now set out in Article 47 of the Charter of Fundamental Rights: "Everyone whose rights and freedoms guaranteed by the law of the Union are violated has the right to an effective remedy before a tribunal in compliance with the conditions laid down in this Article.” “[It] is based on Article 13 of the ECHR: ‘Everyone whose rights and freedoms as set forth in this Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.’ However, in Community law the protection is more extensive since it guarantees the right to an effective remedy before a court. The Court of Justice enshrined the principle in its judgment of 15 May 1986 (Case 222/84 Johnston [1986] ECR 1651; see also judgment of 15 October 1987, Case 222/86 Heylens [1987] ECR 4097 and judgment of 3 December 1992, Case C-97/91 Borelli [1992] ECR I-6313. According to the Court, this principle also applies to the Member States when they are implementing Community law. The inclusion of this precedent in the Charter is not intended to change the appeal system laid down by the Treaties, and particularly the rules relating to admissibility. This principle is therefore to be implemented according to the procedures laid down in the Treaties. It applies to the institutions of the Union and of Member States when they are implementing Union law and does so for all rights guaranteed by Union law.” |
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Inhuman or degrading treatment or punishment
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Description
A form of serious harm for the purposes of the granting of subsidiary protection. The Trial Chamber of the International Criminal Tribunal for the Former Yugoslavia in Celibici defined cruel or inhuman treatment as ‘an intentional act or omission, that is an act which, judged objectively, is deliberate and not accidental, that causes serious mental or physical suffering or injury or constitutes a serious attack on human dignity.’ “Ill-treatment means all forms of cruel, inhuman or degrading treatment or punishment, including corporal punishment, which deprives the individual of its physical and mental integrity." |
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Personal interview
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Description
"The process of questioning or talking with a person in order to obtain information or determine the personal qualities of the person. An interview is a common step in the adjudication of an application for refugee or other immigration status.” An applicant for asylum must be given the opportunity of a personal interview subject to the provisions of the Asylum Procedures Directive: - A personal interview must normally take place without the presence of family members unless considered necessary for an appropriate examination. - It must be conducted under conditions which allow applicants to present the grounds for their applications in a comprehensive manner and which ensure appropriate confidentiality. - the person who conducts the interview must be sufficiently competent to take account of the personal or general circumstances surrounding the application, including the applicant’s cultural origin or vulnerability, insofar as it is possible to do so - interpreters must be able to ensure appropriate communication between the applicant and the person who conducts the interview but it need not necessarily take place in the language preferred by the applicant if there is another language which he/she may reasonably be supposed to understand and in which he/she is able to communicate. - Member States may provide for rules concerning the presence of third parties at a personal interview. - a written report must be made of every personal interview, containing at least the essential information regarding the application as presented by the applicant - applicants must have timely access to the report of the personal interview and in any case as soon as necessary for allowing an appeal to be prepared and lodged in due time." |
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Right to remain pending a decision (Suspensive effect)
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Description
According to Asylum Procedures Directive, Article 7 "Applicants shall be allowed to remain in the Member State, for the sole purpose of the procedure, until the determining authority has made a decision in accordance with the procedures at first instance set out in Chapter III. This right to remain shall not constitute an entitlement to a residence permit. Member States can make an exception only where, in accordance with Articles 32 and 34, a subsequent application will not be further examined or where they will surrender or extradite, as appropriate, a person either to another Member State pursuant to obligations in accordance with a European arrest warrant or otherwise, or to a third country, or to international criminal courts or tribunals." Art 39 APD requires applicants for asylum to have the right to an effective remedy before a court or tribunal, against a number of listed decisions. Member States must, where appropriate, provide for rules in accordance with their international obligations dealing with the question of whether the remedy shall have the effect of allowing applicants to remain in the Member State concerned pending its outcome. |
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Safe third country
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Description
Any other country, not being the country of origin, in which an asylum seeker has found or might have found protection. Note: The notion of safe third country (protection elsewhere/first asylum principle) is often used as a criterion of admissibility to the refugee determination procedure. |
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Subsequent application
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Description
Where a person who has applied for refugee status in a Member State makes further representations or a subsequent application in the same Member State. Member States may apply a specific procedure involving a preliminary examination where a decision has been taken on the previous application or where a previous application has been withdrawn or abandoned. As with all aspects of the procedures directive, the same provisions will apply to applicants for subsidiary protection where a single procedure applies to both applications for asylum and subsidiary protection. |
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Inadmissible application
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Description
Member States may consider an application for asylum as inadmissible pursuant toArticle 25 of the Asylum Procedures Directive if: “(a) another Member State has granted refugee status; (b) a country which is not a Member State is considered as a first country of asylum for the applicant, pursuant to Article 26; (c) a country which is not a Member State is considered as a safe third country for the applicant, pursuant to Article 27; (d) the applicant is allowed to remain in the Member State concerned on some other grounds and as result of this he/she has been granted a status equivalent to the rights and benefits of the refugee status by virtue of Directive 2004/83/EC; (e) the applicant is allowed to remain in the territory of the Member State concerned on some other grounds which protect him/her against refoulement pending the outcome of a procedure for the determination of status pursuant to point (d); (f) the applicant has lodged an identical application after a final decision; (g) a dependant of the applicant lodges an application, after he/she has in accordance with Article 6(3) consented to have his/her case be part of an application made on his/her behalf, and there are no facts relating to the dependant’s situation, which justify a separate application.“ |
Headnote:
1. An application for asylum lodged in Germany only qualifies as a subsequent application within the meaning of section 71a of the Asylum Act, interpreted in conformity with the constitution, if the first asylum procedure in a country that is generally determined to be a safe third country has actually been conducted in compliance with the 1951 Refugee Convention as well as the European Convention on Human Rights (ECHR).
This is not the case, where, at the time of the decision, there have been systemic deficiencies in the asylum procedures of the third country which have put the applicant at risk of an inhuman or degrading treatment within the meaning of Art. 4 of the EU Charter of Fundamental Rights and Art. 3 of the ECHR.
2. The procedure to determine whether a second asylum procedure is to be conducted also requires a personal interview of the applicant. Such an interview is only dispensable where the Federal Office of Migration and Refugees (Federal Office) can either decide on the basis of the information received on the merits of the decision whether the new application constitutes a new submission or assess already on the basis of the detailed written explanations of the applicant reliably and safely that the submission is clearly and manifestly inconsistent.
Facts:
The applicant of Pakistani origin lodged an application for asylum in Germany on 14 October 2016 which was rejected as inadmissible by the Federal Office on 27 December 2016 ordering his deportation.
The Federal Office argued that the applicant already unsuccessfully completed an asylum procedure in a safe third country within the meaning of section 26a of the Asylum Act, namely in Greece, where both of his applications for asylum have been rejected in 2013 and in 2014 respectively. The Federal Office also did not consider the conditions for further asylum procedures to be conducted to be met.
The applicant lodged an appeal against the deportation order with the Administrative Court Hanover and filed an application for the appeal to have suspensive effect.
Decision & reasoning:
The Administrative Court granted the application for the appeal to have suspensive effect because in its view there were serious doubts regarding the legality of the decision of the Federal Office. The court based its doubts, on the one hand, on the fact that the application for asylum lodged in Germany was wrongly qualified as a subsequent application and, on the other hand, on the lack of a personal interview before the decision was taken.
Regarding the first point the court set out that the qualification of an application for asylum as a subsequent application within the meaning of section 71a (1) of the Asylum Act required that an asylum procedure in a safe third country within the meaning of section 26a of the Asylum Act has been unsuccessfully completed. According to Article 16a (2) sentence 1 of the Basic Law, Greece as a Member State of the European Union was generally to be regarded as a safe third country. This classification was based on the assumption that the 1951 Refugee Convention as well as the ECHR were not only generally applicable in all Member States but also in principle applied in practice. This assumption, which was enshrined in the constitution, could generally not be rebutted by submissions in the individual case. However, the Federal Constitutional Court (FCC) established five exceptions to this principle which due to extraordinary circumstances could not have been foreseen by the legislator and, thus, could also not have been taken into account within the framework of the concept of normative reassurance. One of these exemptions are exceptional situations where the third country itself takes measures arising to political persecution or inhuman treatment within the meaning of Art. 3 of the ECHR against the applicant and consequently became an actor of persecution (cf. FCC, Judgement of 14 May 1996, 2 BvR 1938/93, para. 189). According to the ECtHR, deficiencies in the examination of applications for asylum as well as the risk of the applicant to be deported to the country of origin without a genuine assessment of the merits of the application and without having access to effective remedies could also constitute such inhuman treatment within the meaning of Art. 13 and Art. 3 of the ECHR (ECtHR, M.S.S. v. Belgium and Greece, Judgement of 21 January 2011, Application No. 30969/09, para. 321). In the same decision the ECtHR held that, at that time, the Greek asylum system suffered from such substantial systemic deficiencies that arose to an inhuman treatment of the respective applicants.
The Administrative Court then went on to argue that, according to the AIDA Country Reports 2013-2015, the Human Rights Report 2014 of the U.S. Department of State as well as the fact, that the German Federal Ministry of Interior (FMI) had suspended Dublin transfers to Greece until 2017, at the time of the application of the plaintiff in 2013 no significant improvement of the Greek asylum system had occurred. In particular, the applicant did not yet benefit from the reform of the asylum procedures law adopted in 2011 due to delays in its implementation. Consequently, the applicant had not unsuccessfully completed an asylum procedure in a safe third country which would lead to the application in Germany to be classified as a subsequent application. Finally, the court held that a different conclusion could also not be reached in light of the fact that the plaintiff had applied again for asylum in Greece in 2014 because this second application had already been rejected as inadmissible.
Regarding the lack of a personal interview, the Administrative Court, firstly, set out that such interview was generally also required in the context of a procedure to determine whether a second asylum procedure was to be conducted. Such interview was only dispensable in the exceptional case where the Federal Office already disposed of all relevant information concerning the first asylum procedure in order to determine in accordance with section 51 of the Administrative Court Act whether a new submission had been made. Furthermore it could refrain from conducting a personal interview if the written explanations of the applicant were detailed enough to assess reliably and safely that the submission was clearly and manifestly inconsistent. The Administrative Court then concluded that neither of said exceptions applied in the case at hand since the Federal Office had no further information on the merits of the decision of the Greek authorities and there was no sufficiently detailed written statement of the applicant.
Outcome:
The application for the appeal against the deportation order of the Federal Office to have suspensive effect was granted.
Subsequent proceedings:
The decision in the main proceedings (Ref.: 11 A 456/17) was pending at the time of writing. As fo April 2020, no information has been received on the otucome of the main proceedings.
On the 8 May 2017 the German Federal Constitutional Court gave its ruling in a similar case on the conditions in Greece, albeit for beneficiaries of international protection. The Constitutional Court held that the Administrative Court on appeal did not address the point that social benefits are only available in Greece to persons who have been legally residing in the country for twenty years, excluding those with international protection. Recognised beneficiaries of international protection, like asylum seekers, are a particularly vulnerable group. Integration measures do not exist in Greece and it was therefore incumbant on the Federal Office of Immigration and the administrative court to assess whether and how access to shelter, food and sanitary facilities are ensured for recognised beneficiaries returned to Greece. Accomodation is not guaranteed by the Greek authorities and this has not been requested by the Federal Office of Imigration. Remitting the case back to the Administrative Court the Constitutional Court holds that they must consider whether beneficiares of international protection have effective access to social assistance in light of general social assistance having been introduced on the 1st of January 2017.
Observations/comments:
This case summary was wrriten by Ann-Christin Bölter, a LLM graduate of Queen Mary University, London.
This case summary was proof read by Julia Oberndorfer, a law student at Leibniz Universität Hannover.
Relevant International and European Legislation:
Cited National Legislation:
Cited Cases:
| Cited Cases |
| CJEU - C-411-10 and C-493-10, Joined cases of N.S. v United Kingdom and M.E. v Ireland |
| ECtHR - M.S.S. v Belgium and Greece [GC], Application No. 30696/09 |
Other sources:
FMI: Press Release of 19 January 2011
(http://www.bmi.bund.de/SharedDocs/Pressemitteilungen/DE/2012/12/dublinueberstellung.html)
Asylum Information Database (AIDA): National Country Report Greece
(31 July 2014)
AIDA: National Country Report Greece (1 December 2013)
AIDA: National Country Report Greece ( 27 April 2015)
AIDA: National Country Report Greece (1 June 2013)
U.S. Department of State: Human Rights Report 2014 (25 June 2015)
FMI: Press Release of 14 December 2012
(http://www.bmi.bund.de/SharedDocs/Pressemitteilungen/DE/2012/12/dublinueberstellung.html)
Frankfurter Allgemeine Zeitung: “Dublin lives” (13 January 2017)