UK - Court of Appeal, 19 January 2000, Secretary of State for The Home Department, Ex Parte Adan R v. Secretary of State for The Home Department Ex Parte Aitseguer, R v. [2000] UKHL 67
| Country of Decision: | United Kingdom |
| Country of applicant: | Algeria Somalia , |
| Court name: | Court of Appeal |
| Date of decision: | 19-01-2000 |
| Citation: | [2000] UKHL 67 |
| Additional citation: | [2001] Imm AR 253, [2001] 2 WLR 143, [2001] 2 AC 477, [2001] 1 All ER 593 |
Keywords:
| Keywords |
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Indirect refoulement
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Description
The duty of a State of non-refoulement under Article 33 of the 1951 Convention can include “indirect” or “chain-refoulement” via an alleged “safe third county”. According to the UNHCR,“indirect removal of a refugee from one county to a third country which subsequently will send the refugee onward to the place of feared persecution constitutes refoulement, for which both countries would bear joint responsibility.” |
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Non-state actors/agents of persecution
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Description
People or entities responsible for acts or threats of persecution, which are not under the control of the government, and which may give rise to refugee status if they are facilitated, encouraged, or tolerated by the government, or if the government is unable or unwilling to provide effective protection against them. |
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Safe third country
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Description
Any other country, not being the country of origin, in which an asylum seeker has found or might have found protection. Note: The notion of safe third country (protection elsewhere/first asylum principle) is often used as a criterion of admissibility to the refugee determination procedure. |
Headnote:
In assessing whether a state is a safe third country with regard to its interpretation of the 1951 Refugee Convention, it was not sufficient to assess whether the foreign state’s interpretation of the Convention was reasonable. The Secretary of State for the Home Department had to be satisfied that the foreign state applied the one true interpretation of the Convention decided upon by the UK Courts.
Facts:
The two applicants were seeking to resist their transfer under the Dublin Convention to Germany and France respectively in 1998, at a time before the Qualification Directive was in force. The first was a Somali national who feared a rival clan and whose asylum claim had been refused in Germany because the 1951 Refugee Convention was interpreted not to provide protection when, as in Somalia, the governmental authority had collapsed and there was no State to which the persecution could be attributed. The second applicant was an Algerian national who was resisting removal to France because he feared the Groupe Islamique Armé (GIA). The GIA was a non-state agent of persecution that the Algerian State was unable to provide protection against. The Secretary of State accepted that there was a substantial risk that French authorities would refuse the asylum claim because there was no state toleration or encouragement of the threats by the GIA, and therefore no persecution attributable to the Algerian state. The Secretary sought to remove them from the UK, after certifying that France and Germany were safe third countries. Consequently, the applicants therefore were only entitled to a make a non-suspensive appeal of the decision. They therefore applied for Judicial Review of the decision to certify their claims.
Decision & reasoning:
The Court allowed the applicants’ appeals, and quashed the decisions of the Secretary of State that France and Germany were safe third countries for the applicants.
The Court held that the 1951 Refugee Convention, like other multilateral treaties, had one true autonomous interpretation which must be decided upon as a question of law. In the absence of a ruling from the International Court of Justice under Art 38 of the 1951 Refugee Convention, national courts had to identify the one true interpretation. They should do this by reference to the sources listed in the Vienna Convention of the Law of Treaties, Art 31 and 32 “without taking colour from distinctive features of the legal system of any individual contracting state”. The principle of comity, whereby criticisms of the courts of other states should be avoided, did not override the obligation to apply the “one autonomous meaning”.
The Court held, on the basis of the House of Lords decision in Adan (see separate summary), that “there is no material distinction between a country where there is no government (like Somalia) and a country when the government is unable to afford the necessary protection to citizens (such as Algeria). Both are covered by Art 1A(2)”. The interpretations in France and Germany that were or would have been applied to these cases at that time did not accord with the one autonomous meaning of the 1951 Refugee Convention.
The Court did not consider whether alternative complimentary forms of protection in France or Germany were relevant.
Outcome:
Applicant’s appeals were allowed.
Observations/comments:
The substantive issue of the difference in the interpretation of Art 1A(2) between the UK, France and Germany has been resolved by the agreement and coming into force of the Qualification Directive. Further the UK domestic legislative framework in respect of third country removals has been changed. However, the principle established in respect of the interpretation of the 1951 Refugee Convention in assessing whether a State is a safe third country remains established.
Relevant International and European Legislation:
Cited National Legislation:
Cited Cases:
| Cited Cases |
| UK - House of Lords, 6 July 2000, Horvath v. Secretary of State for the Home Department [2000] UKHL 37 |
| UK - House of Lords, 2 April 1998, Secretary of State for the Home Department, Ex parte Adan, [1998] UKHL 15 |
| CJEU - C-9/87 SPRL Arcado v SA. Haviland |
| CJEU - C-26/91 Jakob Handte & Co. GmbH v Traitements Mécano-chimiques des Surfaces SA (TMCS) |
| CJEU - C-34/82 Martin Peters Bauunternehmung GmbH v Zuid Nederlandse Aannemers Vereniging |
| CJEU - C-189/87 Athanasios Kalfelis v Banklaus Schröder Münchmeyer, Hengst and Co. and others |
| UK - Fothergill v Monarch Airlines Ltd [1980] UKHL 6 |
| UK - H and Others (Minors), In re [1997] UKHL 1 |
| UK - Iyadurai v. Secretary of State for the Home Department [1998] Imm. A.R. 470 |
| UK - Kerrouche v Secretary of State for the Home Department [1997] Imm. A.R. 610 |
| UK - R v Secretary of State for the Home Department, ex parte Adan and Aitsegeur [2010] UKHL 67 |
| UK - House of Lords, R v Secretary of State for the Home Department Ex p Bugdaycay [1987] 1 All ER 940, [1987] AC 514, [1987] 2 WLR 606 |
| UK - R v Secretary of State for the Home Department, Ex Parte Salem, [1999] UKHL 8 |
| UK - Secretary of State for the Home Department, Ex Parte Simms Secretary of State for the Home Department, Ex Parte O'Brien, R v. [1999] UKHL 33 |
Follower Cases:
| Follower Cases |
| UK - Supreme Court, Al- Sirri v Secretary of State for the Home Department, [2012] UKSC 54 |
Other sources:
Vienna Convention on the Law of Treaties, Aust, Modern Treaty Law and Practice, 2000, Statute of the Office of the United Nations High Commissioner for Refugees, General Assembly Resolution 428(V) of 14 December 1950, para. 8.