ECtHR - F.G. v. Sweden (no. 43611/11) (Grand Chamber), 23 March 2016
| Country of applicant: | Iran |
| Court name: | European Court of Human Rights (Grand Chamber) |
| Date of decision: | 23-03-2016 |
| Citation: | F.G. v. Sweden, Application no. 43611/11, 23 March 2016 |
Keywords:
| Keywords |
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Assessment of facts and circumstances
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Description
The duty of the state to carry out an individual assessment of all relevant elements of the asylum application according to the provisions of Article 4 of the Qualification Directive, including considering past persecution and credibility; and the duty of the applicant to submit as soon as possible all statements and documentation necessary to substantiate the application. |
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Burden of proof
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Description
"In the migration context, a non-national seeking entry into a foreign State must prove that he or she is entitled to enter and is not inadmissible under the laws of that State. In refugee status procedures, where an applicant must establish his or her case, i.e. show on the evidence that he or she has well-founded fear of persecution. Note: A broader definition may be found in the Oxford Dictionary of Law." |
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Country of origin information
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Description
"Information used by the Member States authorities to analyse the socio-political situation in countries of origin of applicants for international protection (and, where necessary, in countries through which they have transited) in the assessment, carried out on an individual basis, of an application for international protection.” It includes all relevant facts as they relate to the country of origin at the time of taking a decision on the application, obtained from various sources, including the laws and regulations of the country of origin and the manner in which they are applied, regulations of the country of origin, plus general public sources, such as reports from (inter)national organisations, governmental and non-governmental organisations, media, bi-lateral contacts in countries of origin, embassy reports, etc. This information is also used inter alia for taking decisions on other migration issues, e.g. on return, as well as by researchers. One of the stated aims of the European Asylum Support Office (EASO) is to progressively bring all activities related to practical cooperation on asylum under its roof, to include the collection of Country of Origin Information and a common approach to its use. |
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Individual assessment
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Description
The carrying out of an assessment on an individual and personal basis. In relation to applications for international protection, per Article 4(3) of the Qualification Directive, this includes taking into account: (a) all relevant facts as they relate to the country of origin at the time of taking a decision; (b) the relevant statements and documentation presented by the applicant; “(c) the individual position and personal circumstances of the applicant, including factors such as background, gender and age, so as to assess whether, on the basis of the applicant's personal circumstances, the acts to which the applicant has been or could be exposed would amount to persecution or serious harm; (d) whether the applicant's activities since leaving the country of origin were engaged in for the sole or main purpose of creating the necessary conditions for applying for international protection, so as to assess whether these activities will expose the applicant to persecution or serious harm if returned to that country; (e) whether the applicant could reasonably be expected to avail himself of the protection of another country where he could assert citizenship.” |
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Inhuman or degrading treatment or punishment
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Description
A form of serious harm for the purposes of the granting of subsidiary protection. The Trial Chamber of the International Criminal Tribunal for the Former Yugoslavia in Celibici defined cruel or inhuman treatment as ‘an intentional act or omission, that is an act which, judged objectively, is deliberate and not accidental, that causes serious mental or physical suffering or injury or constitutes a serious attack on human dignity.’ “Ill-treatment means all forms of cruel, inhuman or degrading treatment or punishment, including corporal punishment, which deprives the individual of its physical and mental integrity." |
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Non-refoulement
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Description
A core principle of international Refugee Law that prohibits States from returning refugees in any manner whatsoever to countries or territories in which their lives or freedom may be threatened. Note: The principle of non-refoulement is a part of customary international law and is therefore binding on all States, whether or not they are parties to the Geneva Convention. |
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Persecution Grounds/Reasons
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Description
Per Article 1A ofthe1951 Refugee Convention, one element of the refugee definition is that the persecution feared is “for reasons of race, religion, nationality, membership of a particular social group or political opinion“. Member States must take a number of elements into account when assessing the reasons for persecution as per Article 10 of the Qualification Directive. |
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Personal circumstances of applicant
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Description
The range of factors such as background, gender, age, and individual position which must to be taken into account in the assessment of an application for international protection per Article 4(3)(c) of the Qualification Directive. |
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Refugee sur place
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Description
In the EU context, a person granted refugee status based on international protection needs which arose sur place, i.e. on account of events which took place since they left their country of origin. In a global context, a person who is not a refugee when they leave their country of origin, but who becomes a refugee, that is, acquires a well-founded fear of persecution, at a later date. Synonym: Objective grounds for seeking asylum occurring after the applicant's departure from his/her country of origin Note: Refugees sur place may owe their fear of persecution to a coup d'état in their home country, or to the introduction or intensification of repressive or persecutory policies after their departure. A claim in this category may also be based on bona fide political activities, undertaken in the country of residence or refuge. |
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Protection
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Description
A concept that encompasses all activities aimed at obtaining full respect for the rights of the individual in accordance with the letter and spirit of human rights, refugee and international humanitarian law. According to Article 2(a) of the Qualification Directive, international protection meansrefugee and subsidiary protection status as defined in (d) and (f). According to Recital 19 of the Qualification Directive “Protection can be provided not only by the State but also by parties or organisations, including international organisations, meeting the conditions of this Directive, which control a region or a larger area within the territory of the State”. According to Annex II of the Asylum Procedures Directive, in the context of safe countries of origin, protection may be provided against persecution or mistreatment by: “(a) the relevant laws and regulations of the country and the manner in which they are applied; (b) observance of the rights and freedoms laid down in the ECHR and/or the International Covenant for Civil and Political Rights and/or the Convention against Torture, in particular the rights from which derogation cannot be made under Article 15(2) of the said European Convention; (c) respect of the non-refoulement principle according to the Geneva Convention; (d) provision for a system of effective remedies against violations of these rights and freedoms. |
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Refugee Status
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Description
The recognition by a Member State of a third-country national or stateless person as a refugee. |
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Religion
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Description
One of the grounds of persecution specified in the refugee definition under Article 1A ofthe1951 Refugee Convention. According to the Qualification Directive, the concept of religion includes in particular the holding of theistic, non-theistic and atheistic beliefs, the participation in, or abstention from, formal worship in private or in public, either alone or in community with others, other religious acts or expressions of view, or forms of personal or communal conduct based on or mandated by any religious belief. |
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Membership of a particular social group
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Description
One of the grounds of persecution specified in the refugee definition per Article 1A ofthe1951 Refugee Convention. According to the Qualification Directive, membership of a particular social group means members who share an innate characteristic, or a common background that cannot be changed, or share a characteristic or belief that is so fundamental to identity or conscience that a person should not be forced to renounce it, and that group has a distinct identity in the relevant country, because it is perceived as being different by the surrounding society. Depending on the circumstances in the country of origin, a particular social group might include a group based on a common characteristic of sexual orientation. Sexual orientation cannot be understood to include acts considered to be criminal in accordance with national law of the Member States: Gender related aspects might be considered, without by themselves alone creating a presumption for the applicability of this concept. |
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Political Opinion
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Description
One of the grounds of persecution specified in the refugee definition per Article 1A ofthe1951 Refugee Convention. According to the Qualification Directive the concept of political opinion includes holding an opinion, thought or belief on a matter related to potential actors of persecution and to their policies or methods, whether or not that opinion, thought or belief has been acted upon by the applicant. |
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Final decision
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Description
A decision on whether the third-country national or stateless person be granted refugee status by virtue of the Qualification Directive and which is no longer subject to a remedy within the framework of the Asylum Procedures Directive Chapter V (concerning appeals procedures and the right to an effective remedy) irrespective of whether such remedy has the effect of allowing applicants to remain in the Member States concerned pending its outcome (subject to Annex III which is particular to Spain). |
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Return
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Description
"In the context of the Return Directive (2008/115/EC), the process of going back - whether in voluntary compliance with an obligation to return, or enforced - to: - one's country of origin; or - a country of transit in accordance with EU or bilateral readmission agreements or other arrangements; or - another third country, to which the third-country national concerned voluntarily decides to return and in which he/she will be accepted. There are subcategories of return which can describe the way the return is implemented, e.g. voluntary, forced, assisted and spontaneous return; as well as sub-categories which describe who is participating in the return, e.g. repatriation (for refugees)." |
Headnote:
An Article 3 compliant assessment requires a full and ex nunc evaluation of a claim. Where the State is made aware of facts that could expose an applicant to an individual risk of ill-treatment, regardless of whether the applicant chooses to rely on such facts, it is obliged to assess this risk ex proprio motu.
Facts:
The applicant, an Iranian national, in 2010 applied for asylum in Sweden on the grounds that he had worked with known opponents of the Iranian regime and had been arrested and held by the authorities for small periods of time on at least three occasions between 2007 and 2009, notably in connection with his web-publishing activities and participation in demonstrations. He said that he had fled from Iran instead of obeying a summons order and appearing before the revolutionary Court to cooperate with the authorities against his friends.
After arriving in Sweden, he had converted to Christianity. However, he stated that the conversion was a private matter and he did not want to base his asylum request on it.
His request for asylum was rejected by the Swedish migration board, which considered the applicant’s alleged political activities of little credibility and in any case too limited to constitute a source of serious risk upon return. With regards to his new religious beliefs, the migration board noted that the applicant had not wished to invoke his conversion as a ground for asylum and that pursuing his faith in private was not a plausible reason for believing that he would risk persecution upon return.
The applicant’s appeal against the decision was also dismissed by the Migration Court. Indeed, even if the applicant’s political activities were deemed credible, they were in any case considered only peripheral and insufficient to substantiate a real and concrete risk of ill treatment if he was returned to Iran. In addition, the Court based its decision on the grounds of the applicant’s refusal to rely on his religious conversion to justify his asylum request. Indeed, although the applicant seemed to have based the appeal on his conversion and he had submitted the baptism certificate, he had stated anew that he did not wish to rely on his conversion as a reason for asylum.
The applicant requested for leave to appeal before the Migration Court of Appeal. He explained that he had previously refused to take advantage of his conversion for the purpose of asylum in order not to tarnish his conversion. In addition, he submitted a letter from his new congregation that supported his explanation and the authenticity of his conversion. Moreover, he claimed that some of the religious services he had taken part in had been broadcasted on the internet and this had increased the chance of being recognised by the Iranian authorities. Nevertheless, the leave to appeal was denied.
Finally, the Migration Board dismissed the applicant’s request to stay the execution of the removal order and to re-examine his request for asylum based on the new circumstances of the conversion to Christianity. Indeed, the Board held that the circumstance of the conversion was not new, and that the applicant had already declined to make use of it for the purpose of the Asylum request.
The applicant then lodged an appeal before the ECtHR . The Chamber rendered its judgement on January 2014 holding that the implementation of the expulsion order against the applicant would not give rise to a violation of Arts. 2 or 3 of the Convention. The Chamber found that the applicant’s political activities were too peripheral to substantiate a serious risk of persecution upon return in Iran. As to the applicant religious conversion, the Chamber noted the refusal of the applicant to ground his asylum request on this and held that there was no reason to believe that the Iranian authorities were aware of his conversion.
Decision & reasoning:
Outcome:
The Court held, unanimously, that the applicant’s return to Iran would not give rise to a violation of Articles 2 and 3 of the Convention, on account of the applicant’s political past in Iran.
However, the Court held, unanimously, that there would be a violation of Articles 2 and 3 of the Convention if the applicant were to be returned to Iran without an ex nunc assessment by the Swedish authorities of the consequences of his religious conversion.
Observations/comments:
The judgment was accompanied by several separate opinions.
1. In his concurring opinion, Judge Bianku underlined that the Swedish authorities had not adhered to the procedural obligation of an ex nunc analysis, also to be conducted in relation to sur place activities, and that such an obligation is well- established in ECtHR and national European case-law, as reported by the EDAL. Considering the obligation of ex proprio motu investigation by the Swedish authorities, Judge Bianku would have preferred the latter to be considered as a violation of Art. 3 of the Convention, instead of recognising only a potential future violation.
2. Judge Jäderblom expressed a concurring opinion as to the potential violation of Arts. 2 and 3 of the Convention and a dissenting opinion as to the preliminary justification for the examination of the case by the Grand Chamber.
With regard to the former, Judge Jäderblom (in this respect joined by Judge Spano ) claimed that the Swedish authorities had not breached the shared duty of assessing the risks linked to the applicant sur place conversion in the event of his return to Iran, since the latter had never clearly affirmed the will of observing his new religious faith in an extrovert and therefore dangerous way in Iran. However, Judge Jäderblom acknowledged that the applicant had brought new material in this respect before the Court, and this revealed a risk of ill-treatment which the Swedish authorities should take into account in case of a new decision. For this reason, the Judge still voted as the majority for a potential violation of Arts. 2 and 3 of the Convention.
3. Judges Ziemele, De Gaetano, Pinto De Albuquerque and Wojtyczek expressed a separate opinion according to which there had been a violation of Arts. 2 and 3 of the Convention on account of the deportation on both substantive and procedural grounds.
As to the latter, the Judges highlighted that the Swedish authorities presupposed that the applicant would, or should, refrain in Iran from taking part in church services, prayer meetings and social activities. Nevertheless, this is clearly in contrast with the CJEU judgment Bundesrepublik Deutschland v. Y. (C-71/11) and Z (C-99/11), the UNHCR guideline on international protection, as well as the 2012 “general legal position” of the Director General for Legal Affairs at the Swedish Migration Board concerning religion as grounds for asylum. Indeed, not only is the external manifestation of one’s faith an essential element of the very freedom protected by Article 9 of the Convention, but at least – and certainly – in the case of Christianity, bearing external witness to that faith is an essential mission and a responsibility of every Christian and every Church.
As to the substantial violation, the Judges stressed that the applicant’s conversion to Christianity is a criminal offence punishable by death in Iran. In addition to the risk of social persecution as a Christian , the applicant risks criminal prosecution for the crime of apostasy which judges can impute according to their own subjective understanding of Islamic law and prove it in accordance with evidential rules which are at odds with the basic tenets of equality and fairness. Furthermore, the Judges recalled that freedom of religion is protected by Article 18 of the Universal Declaration
Of Human Rights. For all these reasons they concluded that there had been a substantive violation of Articles 2 and 3 of the Convention on account of the deportation order issued against the applicant.
4. Judge Sajo, shared the conclusions of the separate opinion of Judges Ziemele, De Gaetano, Pinto de Albuquerque and Wojtyczek. However, he would have preferred a separate analysis of the extent to which the Convention right to manifest one’s religion freely has extraterritorial application.
The AIRE Centre (Advice on Individual Rights in Europe), the European Council on Refugees and Exiles (ECRE) and the International Commission of Jurists (ICJ), intervened in the case by submitting their written observations.
The interveners maintained that:
1) A full and ex nunc evaluation is required in assessing the risk upon removal according to the Court case law.
2) Requiring self-enforced concealing of one’s religious identity is a denial of the right to freedom of religion and may entail an endogenous harm falling within the scope of Article 3 of the Convention; and this is confirmed by the CJEU case law. A different interpretation would be inconsistent with the Refugee Convention.
For further analysis of the case see also the article published by Salvo Nicolosi on “Strasburg observers” website.
Cited National Legislation:
| Cited National Legislation |
| Sweden - Utlänningslagen (Aliens Act) (2005:716) |
Cited Cases:
| Cited Cases |
| ECtHR - Collins and Akaziebe v Sweden (Application no. 23944/05) |
| ECtHR - Mamatkulov Askarov v Turkey, Applications nos. 46827/99 and 46951/99 |
| CJEU - C-71/11 and C-99/11 Germany v Y and Z |
| ECtHR - NA v UK, Application No. 25904/07 |
| ECtHR - Üner v. the Netherlands [GC], Application No. 46410/99 |
| ECtHR - Hirsi Jamaa and Others v Italy [GC], Application No. 27765/09 |
| ECtHR - Boujlifa v. France, 21 October 1997, § 42, Reports of Judgments and Decisions 1997-VI |
| ECtHR - N. v Sweden, 20 July 2010, no. 23505/09 |
| ECtHR - N. v. Finland, Application No. 38885/02 |
| ECtHR - Sufi and Elmi v. the United Kingdom, Application Nos. 8319/07 and 11449/07 |
| ECtHR - Kaboulov v. Ukraine, Application No. 41015/04 |
| ECtHR - S.F. and Others v. Sweden, Application No. 52077/10 |
| ECtHR - Abdulaziz, Cabales and Balkandali v. the United Kingdom, Application Nos. 9214/80, 9473/81 and 9474/81 |
| ECtHR - Hakizimana v. Sweden, Application No. 37913/05 |
| ECtHR - K.A.B. v. Sweden, Application No. 886/11 |
| ECtHR - K.K. v. France, Application No. 18913/11 |
| ECtHR - T.A. v. Sweden, Application No. 48866/10 |
| ECtHR - Salah Sheekh v The Netherlands, Application No. 1948/04, |
| ECtHR – M.E. v. Sweden, Application No. 71398/12 |
| ECtHR - F.H. v. Sweden, Application no. 32621/06 |
| ECtHR - H.L.R. v. France, Application no. 24573/94 |
| ECtHR- Vilvarajah and Others v. the United Kingdom, Application Nos. 3163/87 13164/87 13165/87 13447/87 13448/87 |
| ECtHR- R.C. v. Sweden, Application no. 41827/07, 9 June 2010 |
| ECtHR - M.E. v. Denmark, Application no. 58363/10 |
| ECtHR - Hilal v. the United Kingdom, Application no. 45276/99, 6 June 2001 |
| ECtHR - Maslov v. Austria ([GC], no 1638/03 |
| ECtHR - Mocanu and Others v. Romania [GC], nos. 10865/09, 45886/07 and 32431/08 |
| ECtHR - N. v. Finland (no. 38885/02), 26 July 2015 |
| L.M. and Others v. Russia (nos. 40081/14, 40088/14 and 40127/14), 15 October 2015 |
| ECtHR - Ouabour v. Belgium (no. 26417/10), 2 June 2015 |
| ECtHR - Mamazhonov v. Russia (no. 17239/13), 23 October 2014 |
| ECtHR - Ali Muradi and Selma Alieva v. Sweden (no. 11243/13), 25 June 2013 |
| ECtHR - S.A.S. v. France (no. 43835/11), 1 July 2014 |
| Eweida and Others v. the United Kingdom (nos.48420/10, 59842/10, 51671/10 and 36516/10), 15 January 2013 |
| ECtHR - H v. Norway (no. 51666/13), 17 February 2015 |
| ECtHR - I.A. v. the Netherlands (no. 76660/12), 27 May 2014 |
| ECtHR - O.G.O. v. the United Kingdom (no. 13950/12), 18 February 2014 |
| ECtHR - Isman v. Switzerland (no. 23604/11), 21 January 2014 |
| ECtHR - M.A. v. Sweden (no. 28361/12), 19 November 2013 |
| ECtHR - A.G. v. Sweden (no. 22107/08), 6 December 2011 |
| ECtHR - Sarwari v. Austria (no. 21662/10), 3 November 2011 |
| Atsaev v. the Czech Republic (no. 14021/10), 7 July 2015 |
| ECtHR - Tukhtamurodov v. Russia (no. 21762/14), 20 January 2015 |
| ECtHR - Etanji v. France (no. 60411/00), 1 March 2005 |
| ECtHR - Pellumbi v. France (no. 65730/01), 18 January 2005 |
| ECtHR - Vijayanathan and Pusparajah v. France (nos.17550/90,17825/91), 27 August 1992 |
| CJEU - A (C-148/13), B (C-149/13), C (C-150/13) v. Staatssecretaris van Veiligheid en Justitie |
Follower Cases:
Other sources:
UNHCR Handbook on Procedures and Criteria for Determining Refugee Status under the 1951 Convention, on the 1967 Protocol relating to the Status of Refugees; UNHCR Guidelines on International Protection regarding Religion-Based Refugee Claims; UNHCR “Beyond Proof; Credibility Assessment in EU Asylum Systems”, of May 2013; United Kingdom Home Office’s “Iran, Country of Origin Information (COI) Report” of 26 September 2013; UN Special Rapporteur’s report on the situation of human rights in the Islamic Republic of Iran of 13 March 2014; UK Foreign and Commonwealth Office’s report “Iran, Country of Concern” of 10 April 2014; United States Department of State’s 2010 “Update on the Situation for Christian Converts in Iran”; Director General for Legal Affairs at the Swedish Migration Board “general legal position” 12 November 2012.