ECtHR - Öcalan v Turkey, Application no. 46221/99, 12 March 2003
| Country of applicant: | Turkey |
| Court name: | European Court of Human Rights (First Section) |
| Date of decision: | 12-03-2003 |
| Citation: | Öcalan v Turkey [2003] ECtHR, Application no. 46221/99 |
Keywords:
| Keywords |
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Effective access to procedures
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Description
Effective access to legal and administrative procedures undertaken by UNHCR and/or States in accordance with the Asylum Procedures Directive to determine whether an individual should be recognized as a refugee in accordance with national and international law. |
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Detention
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Description
"Restriction on freedom of movement through confinement that is ordered by an administrative or judicial authority(ies) in order that another procedure may be implemented. In an EU asylum context, this means confinement of an asylum seeker by a Member State within a particular place, where the applicant is deprived of his or her freedom of movement. This may occur during any stage of or throughout the asylum process, from the time an initial application is made up to the point of removal of an unsuccessful asylum seeker. In an EU Return context, Member States may only detain or keep in a detention facility a third-country national who is the subject of return procedures in order to prepare the return and/or carry out the removal process, in particular when: (a) there is a risk of absconding; or (b) the third-country national concerned avoids or hampers the preparation of return or the removal process. Any detention shall be for as short a period as possible and only maintained as long as removal arrangements are in progress and executed with due diligence." |
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Effective remedy (right to)
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Description
A general principle of EU law now set out in Article 47 of the Charter of Fundamental Rights: "Everyone whose rights and freedoms guaranteed by the law of the Union are violated has the right to an effective remedy before a tribunal in compliance with the conditions laid down in this Article.” “[It] is based on Article 13 of the ECHR: ‘Everyone whose rights and freedoms as set forth in this Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.’ However, in Community law the protection is more extensive since it guarantees the right to an effective remedy before a court. The Court of Justice enshrined the principle in its judgment of 15 May 1986 (Case 222/84 Johnston [1986] ECR 1651; see also judgment of 15 October 1987, Case 222/86 Heylens [1987] ECR 4097 and judgment of 3 December 1992, Case C-97/91 Borelli [1992] ECR I-6313. According to the Court, this principle also applies to the Member States when they are implementing Community law. The inclusion of this precedent in the Charter is not intended to change the appeal system laid down by the Treaties, and particularly the rules relating to admissibility. This principle is therefore to be implemented according to the procedures laid down in the Treaties. It applies to the institutions of the Union and of Member States when they are implementing Union law and does so for all rights guaranteed by Union law.” |
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Exclusion from protection
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Description
Exclusion from being a refugee on any of the grounds set out in Article 12 of the Qualification Directive or exclusion from being eligible for subsidiary protection on any of the grounds set out in Article 17 of the Qualification Directive. |
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Legal assistance / Legal representation / Legal aid
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Description
Legal assistance: "practical help in bringing about desired outcomes within a legal framework. Assistance can take many forms, ranging from the preparation of paperwork, through to the conduct of negotiation and representation in courts and tribunals.” Legal aid: state funded assistance, for those on low incomes, to cover legal fees." |
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Terrorism
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Description
Any act intended to cause death or serious bodily injury to a civilian, or to any other person not taking an active part in the hostilities in a situation of armed conflict, when the purpose of such act, by its nature and context, is to intimidate a population, or to compel a government or an international organization to do or abstain from doing an act. |
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Well-founded fear
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Description
One of the central elements of the refugee definition under Article 1A ofthe1951 Refugee Convention is a “well-founded fear of persecution”: "Since fear is subjective, the definition involves a subjective element in the person applying for recognition as a refugee. Determination of refugee status will therefore primarily require an evaluation of the applicant's statements rather than a judgement on the situation prevailing in his country of origin. To the element of fear--a state of mind and a subjective condition--is added the qualification ‘well-founded’. This implies that it is not only the frame of mind of the person concerned that determines his refugee status, but that this frame of mind must be supported by an objective situation. The term ‘well-founded fear’ therefore contains a subjective and an objective element, and in determining whether well-founded fear exists, both elements must be taken into consideration." |
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Political Opinion
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Description
One of the grounds of persecution specified in the refugee definition per Article 1A ofthe1951 Refugee Convention. According to the Qualification Directive the concept of political opinion includes holding an opinion, thought or belief on a matter related to potential actors of persecution and to their policies or methods, whether or not that opinion, thought or belief has been acted upon by the applicant. |
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Death penalty / Execution
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Description
Capital punishment; judicially pronounced sentence of death as a legally sanctioned punishment for criminal activity. Considered to be a form of serious harm for the purposes of the granting of subsidiary protection. |
Headnote:
The applicant was the leader of the PKK and the most wanted person in Turkey. He was arrested and sentenced to the death penalty. Breaches of Articles 3, 5 and 6 were found with regard to his detention, the imposition of the death penalty and his rights as the defence to a fair trial.
Facts:
The applicant was the leader of the PKK (Workers’ Party of Kurdistan), considered to be a terrorist organisation by the Turkish Government. When he was expelled from Syria he sought political asylum in several countries before being arrested in Kenya by Turkish authorities and detained in Turkey. His access to legal assistance was restricted and his meetings with lawyers monitored by Turkish authorities. A military judge made up the panel of the national court which tried him for the majority of his trial. He was sentenced to the death penalty and his appeal failed. However, a change in Turkish law with regard to the death penalty meant his sentence was then commuted to a life sentence. The applicant brought a claim against Turkey for violations of Articles 2, 3, 5, 6, 7, 8, 9, 10, 13, 14, 18 and 34.
Decision & reasoning:
Firstly, there was found to be a violation of Article 5 § 4. Although a remedy existed in theory under Turkish law, there was no evidence that it had ever worked in practice. Moreover, with regard to the special circumstances of the case (e.g. he had no legal training and no access to his lawyers) it was found the applicant could not be thought to have effective recourse with which to challenge his detention.
Article 5 § 1 was not held to have been violated. The seven arrest warrants issued by Turkey and the wanted notice circulated by Interpol provided a legal basis for the arrest and there was found to be enough evidence of cooperation between Kenya and Turkey to show that the abduction did not result from a violation of Kenyan sovereignty. Therefore the arrest was in accordance with domestic law and the court held that a fugitive being handed over as a result of cooperation did not itself constitute an unlawful act. Thus the applicant’s arrest must be seen as in accordance with a ‘procedure prescribed by law’.
There was held to be a violation of Article 5 § 3. Although terrorists pose a special problem for authorities the Court held that, in light of case law, this did not justify the applicant being detained for 7 days before being brought before a judge.
Article 6 § 1 was found to have been violated with regard to whether Ankara State Security Court was independent and impartial. The applicant’s doubts with regard to the impartiality and independence of the court were found to be objectively justified in respect of the presence of a military judge on the panel. Although this was changed at the last minute before the end of the trial to a civilian judge, this could not have removed the effect that the presence of a military judge may have had on this high profile case.
There was held to be violation of Article 6 § 1 taken with Article 6 § 3 (b) and (c) due to various unjustified restrictions on his rights as the defence. This included restrictions on the number and length of legal visits, being unable to communicate with his lawyers out of the hearing of third parties and delays/restrictions regarding access of his case file.
With regard to the implementation of the death penalty, Articles 2, 3 and 4 were not held to have been violated because there were no longer any substantial grounds for fearing that the applicant would be subjected to it, notwithstanding the appeal regarding his sentence.
With regard to the imposition of the death penalty, Article 3 was held to have been violated. It was held that imposing the death penalty following an unfair trial ran counter to the Convention and constituted inhuman treatment considering the irreversible nature of the death penalty. Moreover, the high profile nature of the case and the applicant’s status as the most wanted person in Turkey meant that the risk it would be implemented was real. This risk lasted more than three years.
With regard to the conditions of arrest and transfer, Article 3 was not held to have been violated. The arrest was lawful under Turkish law. Moreover, the humiliation suffered must be beyond the usual degree of that inherent in arrest and the factors mentioned such as blindfolding were considered to be justifiable security measures.
With regard to the conditions of detention, Article 3 was also held not to have been breached considering the difficulties posed to the authorities by his detention. Furthermore, the standard of his cell could not be criticised and he was not in sensory isolation.
Article 34 was not found to have been violated in fine. Although his legal representatives were unable to contact him following his arrest the applicant was still able to lodge complaints with the Court, suggesting he was not significantly impeded from making an individual application. The Government failed to comply with the request for information initially but then eventually provided the information and the applicant was not left unable to make his case.
The Court held there was no need for a separate examination of the violation of Articles 7, 8, 9, 10, 13, 14 and 18 on the same facts.
Finally, with regard to Article 41 it was held that damages were not necessary and satisfaction with the findings of violations was enough. 100,000 EUR was awarded for costs and expenses.
Outcome:
Application granted with regard to the violation of Articles 5 § 4, 5 § 3, 6 § 1, 6 § 1 taken with Article 6 § 3 (b) and (c) and 3 (re: imposition of death penalty following an unfair trial) of the Convention and denied with regard to the violation of Articles 5 § 1, 2, 14 taken together with Article 2, 3 (re: implementation of death penalty and conditions of transfer and detention) and 34 in fine of the Convention.
Observations/comments:
This case summary was written by Tabatha Pinto, GDL student at BPP University.
Relevant International and European Legislation:
Cited National Legislation:
Cited Cases:
| Cited Cases |
| ECtHR - Cruz Varas & Others v Sweden (Application no. 15576/89) |
| ECtHR - Loizidou v Turkey (Application no. 40/1993 and 435/514) |
| ECtHR - Raninen v Finland (Application no. 20972/92) |
| ECtHR - Tyrer v UK (Application no. 5856/72) |
| ECtHR - Benham v. U.K., Application No. 19380/92 |
| ECtHR - Kudla v Poland [GC], Application No. 30210/96 |
| ECtHR - Rotaru v Romania [GC], Application No. 28341/95 |
| ECtHR - Bankovic and Others v Belgium and 16 other Contracting States [GC], Application No. 52207/99 |
| ECtHR - Drozd and Janousek v. France and Spain, 26 June 1992, § 91, Series A No. 240 |
| ECtHR - Winterwerp v. the Netherlands, Application No. 6301/73 |
| ECtHR - Salman v. Turkey [GC], Application No. 21986/93 |
| ECtHR - Artico v. Italy, Application No. 6694/74 |
| ECtHR - Selmouni v. France [GC], Application No. 25803/94 |
| ECtHR - Beyeler v. Italy [GC], Application No. 33202/96 |
| ECtHR - Bozano v. France, Application No. 9990/82 |
| ECtHR - Bouamar v. Belgium, Application No. 9106/80 |
| ECtHR - Weeks v UK, Application No. 9787/82 |
| ECtHR - Vernillo v. France, Application No. 11889/85 |
| ECtHR - Wassink v Netherlands, Application No. 12535/86 |
| ECtHR - Aksoy v Turkey, Application No. 21987/93 |
| ECtHR - Kamasinski v Austria, Application no. 9783/82 |
| Kalachnikov v. Russia (no. 47095/99) |
| ECtHR - Messina v. Italy, no. 25498/94 |
| ECtHR- Illiu and others v. Belgium, Application No. 14301/08 |
| ECtHR- Brannigan and McBride v. the United Kingdom, Application no. 14553/89 14554/89 |
| ECtHR- McCann and Others v. the United Kingdom, Application no. 18984/91 |
| ECtHR- Albert et Le Compte v. Belgium, Application no. 7299/75 7496/76 |
| ECtHR - Johnston and others v. Ireland |
| ECtHR - Murray v. the Netherlands [GC], no. 10511/10, ECHR 2016 |
| ECtHR - Colozza judgment of 12 February 1985, Series A no. 89, p. 16, para. 32 |
| ECtHR - Soering v. The United Kingdom, Application No. 14038/88, 7 July 1989 |
| ECtHR - Chahal v. The United Kingdom, Application No. 22414/93, 15 November 1996 |
| ECtHR - Sakik and Others v Turkey, 26 November 1997, Reports 1997-VII |
| ECtHR - Van Oosterwijck v Belgium, 6 November 1980, Series A no. 40 |
| ECtHR - Yağcı and Sargın v Turkey 8 June 1995, Series A no.319-A |
| Cyprus v Turkey (application no. 8007/88, Commission decision of 17 July 1978, Decisions and Reports (DR) 13) |
| Stocké v Germany, 12 October 1989, Series A no. 199, opinion of the Commission |
| Freda v Italy, application no. 8916/90, Commission decision of 7 October 1980, (DR) 21 |
| Klaus Altmann (Barbie) v France, application no. 10689/83, Commission decision of 4 July 1984, (DR) 37 |
| Luc Reinette v France, application no. 14009/88, Commission decision of 2 October 1989, (DR) 63 |
| ECtHR - Īncal v Turkey, 9 June 1998, Reports 1998-IV |
| ECtHR - Çiraklar v Turkey, 28 October 1998, Reports 1998-VII |
| ECtHR - Pfeifer and Plankl v Austria, 22 April 1998, Series A no. 227 |
| ECtHR - P.K. v Finland (dec) no. 37442/97, 9 July 2002 |
| ECtHR - Imbrioscia v Switzerland, 24 November 1993, Series A no. 275 |
| ECtHR - John Murray v the United Kingdom, 8 February 1996, Reports 1996-I |
| ECtHR - S. v Switzerland, 28 November 1991, Series A no. 220 |
| ECtHR - Brennan v the United Kingdom, no. 39846/98, ECHR-2001-X |
| ECtHR - Quaranta v Switzerland, 24 May 1991, Series A no. 205 |
| ECtHR - Pullar v the United Kingdom, 10 June 1996, Reports 1996-III |
| ECtHR - Bulut v Austria, 22 February 1996, Reports 1996-II |
| ECtHR - Kremzow v Austria, 21 September 1993, Series A no.268-B |
| ECtHR - Kamasinski v Austria, 19 December 1989, Series A no. 168 |
| ECtHR - Brandstetter v Austria, 28 August 1991, Series A no. 211 |
| ECtHR - Al-Adsani v the United Kingdom [GC]. no. 35763/97, § 55, ECHR 2001-XI |
| ECtHR - Findlay v the United Kingdom, 25 February 1997, Reports 1997-I |
| ECtHR - Hauschildt v Denmark, 24 May 1989, Series A no. 154 |
| ECtHR - Amann v Switzerland [GC], no. 27798/95, ECHR 2000-II |
| ECtHR - Çinar v Turkey (No. 17864/91, dec. 5.9.94, D.R. 79, p.5) |
| ECtHR - Ireland v the United Kingdom, 18 January 1978, Series A no. 25 |
| ECtHR - Sunday Times v the United Kingdom, 6 November 1980, Series A no. 38 |
| ECtHR - Beyeler v Italy, [GC], no. 33202/96, 28 May 2002 |
| ECtHR - Christine Goodwin v the United Kingdom [GC], no. 28657/95, ECHR 2002-VI |
Follower Cases:
Other sources:
Further cases cited:
Reid v Jamaica (no. 250/1987) UNHRC, 20 July 1990
Daniel Mbenge v Zaire (Communication no. 16/1977, 8 September 1977, U.N. Doc. Supp. no. 40, [A/38/40], at 134 [1983])
Wright v Jamaica (Communication no. 349/1989, U.N. Doc. CCPR/C/45/D/349/1989 [1992])
Hilaire, Constantine and Benjamin et al v Trinidad and Tobago, Inter-American Court of Human Rights, 21 June 2002
Reg. v Hartley, New Zealand Court of Appeal, New Zealand Law Reports 1978, vol. 2, p. 199
United States v Toscanino, United States Court of Appeal for the Second Circuit (1974) 555 F. 2d. 267, 268
Mohammed and Dalvie v The President of the Republic of South Africa and others, Constitutional Court of South Africa (CCT 17/01, 2001 (3) SA 893 CC)
S v Makwanyane, Constitutional Court of South Africa (1995) (6) Butterworths Constitutional Law Reports 665
US v Burns, Canadian Supreme Court (2001) SCC 7
Further sources cited:
European Court of Human Rights interim measure of 30 November 1999
Statement by the Kenyan Minister of Foreign Affairs on 16 February 1999
Turkish Government letter to the Court of 19 September 2002
Opinion No. 233 (2002) of the Parliamentary Assembly of the Council of Europe on the Draft Protocol to the European Convention on Human Rights concerning the abolition of the death penalty in all circumstances
Resolution 1187 (1999) on Europe: a death penalty free continent
Resolution 1253 (2001) on the Abolition of the death penalty in Council of Europe Observer states
Article X § 2 of the ‘Guidelines on Human Rights and the Fight Against Terrorism’ issued by the Committee of Ministers of the Council of Europe on 15 July 2002
Article 5 of the Resolution 1984/50 of 25 May 1984 on Safeguards guaranteeing protection of the rights of those facing the death penalty of the Economic and Social Council of the United Nations
Inter-American Court of Human Rights Advisory Opinion on ‘The right to information on consular assistance in the framework of the guarantees of due process of law’ (Advisory Opinion OC-16/99 of 1 October 1999)
Advisory Opinion on ‘Restrictions to the Death Penalty’ (Advisory Opinion OC-3/83 of 8 September 1983, Series A No. 3)
Article 5 of ECOSOC Resolution 1984/50