ECtHR - R.H. v. Sweden, No. 4601/14, 10 September 2015
| Country of applicant: | Somalia |
| Court name: | European Court of Human Rights - Fifth Section |
| Date of decision: | 10-09-2015 |
Keywords:
| Keywords |
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Actor of persecution or serious harm
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Description
Per Art. 6 QD actors who subject an individual to acts of serious harm (as defined in Art. 15). Actors of persecution or serious harm include: (a) the State; (b) parties or organisations controlling the State or a substantial part of the territory of the State; (c) non-State actors, if it can be demonstrated that the actors mentioned in (a) and (b), including international organisations, are unable or unwilling to provide protection against persecution or serious harm as defined in Article 7. |
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Armed conflict
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Description
A dispute involving the use of armed force between two or more parties. International Humanitarian law distinguishes between international and non-international armed conflicts.“An armed conflict exists whenever there is a resort to armed force between States or protracted armed violence between governmental authorities and organized armed groups or between such groups within a state”. |
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Country of origin information
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Description
"Information used by the Member States authorities to analyse the socio-political situation in countries of origin of applicants for international protection (and, where necessary, in countries through which they have transited) in the assessment, carried out on an individual basis, of an application for international protection.” It includes all relevant facts as they relate to the country of origin at the time of taking a decision on the application, obtained from various sources, including the laws and regulations of the country of origin and the manner in which they are applied, regulations of the country of origin, plus general public sources, such as reports from (inter)national organisations, governmental and non-governmental organisations, media, bi-lateral contacts in countries of origin, embassy reports, etc. This information is also used inter alia for taking decisions on other migration issues, e.g. on return, as well as by researchers. One of the stated aims of the European Asylum Support Office (EASO) is to progressively bring all activities related to practical cooperation on asylum under its roof, to include the collection of Country of Origin Information and a common approach to its use. |
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Credibility assessment
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Description
Assessment made in adjudicating an application for a visa, or other immigration status, in order to determine whether the information presented by the applicant is consistent and credible. |
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Inhuman or degrading treatment or punishment
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Description
A form of serious harm for the purposes of the granting of subsidiary protection. The Trial Chamber of the International Criminal Tribunal for the Former Yugoslavia in Celibici defined cruel or inhuman treatment as ‘an intentional act or omission, that is an act which, judged objectively, is deliberate and not accidental, that causes serious mental or physical suffering or injury or constitutes a serious attack on human dignity.’ “Ill-treatment means all forms of cruel, inhuman or degrading treatment or punishment, including corporal punishment, which deprives the individual of its physical and mental integrity." |
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Non-state actors/agents of persecution
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Description
People or entities responsible for acts or threats of persecution, which are not under the control of the government, and which may give rise to refugee status if they are facilitated, encouraged, or tolerated by the government, or if the government is unable or unwilling to provide effective protection against them. |
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Persecution (acts of)
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Description
"Human rights abuses or other serious harm, often, but not always, with a systematic or repetitive element. Per Article 9 of the Qualification Directive, acts of persecution for the purposes of refugee status must: (a) be acts sufficiently serious by their nature or repetition as to constitute a severe violation of basic human rights, in particular the rights from which derogation cannot be made under Article 15(2) of the ECHR; or (b) be an accumulation of various measures, including violations of human rights which is sufficiently severe as to affect an individual in a similar manner as mentioned in (a). This may, inter alia, take the form of: acts of physical or mental violence, including acts of sexual violence; legal, administrative, police and/or judicial measures which are in themselves discriminatory or which are implemented in a discriminatory manner; prosecution or punishment, which is disproportionate or discriminatory; denial of judicial redress resulting in a disproportionate or discriminatory punishment; prosecution or punishment for refusal to perform military service in a conflict, where performing military service would include crimes or acts falling under the exclusion clauses in Article 12(2). " |
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Persecution Grounds/Reasons
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Description
Per Article 1A ofthe1951 Refugee Convention, one element of the refugee definition is that the persecution feared is “for reasons of race, religion, nationality, membership of a particular social group or political opinion“. Member States must take a number of elements into account when assessing the reasons for persecution as per Article 10 of the Qualification Directive. |
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Personal circumstances of applicant
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Description
The range of factors such as background, gender, age, and individual position which must to be taken into account in the assessment of an application for international protection per Article 4(3)(c) of the Qualification Directive. |
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Protection
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Description
A concept that encompasses all activities aimed at obtaining full respect for the rights of the individual in accordance with the letter and spirit of human rights, refugee and international humanitarian law. According to Article 2(a) of the Qualification Directive, international protection meansrefugee and subsidiary protection status as defined in (d) and (f). According to Recital 19 of the Qualification Directive “Protection can be provided not only by the State but also by parties or organisations, including international organisations, meeting the conditions of this Directive, which control a region or a larger area within the territory of the State”. According to Annex II of the Asylum Procedures Directive, in the context of safe countries of origin, protection may be provided against persecution or mistreatment by: “(a) the relevant laws and regulations of the country and the manner in which they are applied; (b) observance of the rights and freedoms laid down in the ECHR and/or the International Covenant for Civil and Political Rights and/or the Convention against Torture, in particular the rights from which derogation cannot be made under Article 15(2) of the said European Convention; (c) respect of the non-refoulement principle according to the Geneva Convention; (d) provision for a system of effective remedies against violations of these rights and freedoms. |
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Real risk
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Description
In order to be eligible for subsidiary protection, a third country national or stateless person must demonstrate that if returned to his or her country of origin, or in the case of a stateless person, to his or her country of former habitual residence, s/he would face a real risk of serious harm as defined in QD Art. 15 and that s/he is unable, or owing to such risk, unwilling to avail her/himself of the protection of that country. The fact that an applicant has already been subject to persecution or serious harm or to direct threats of such persecution or such harm, is a serious indication of the applicant's well-founded fear of persecution or real risk of suffering serious harm, unless there are good reasons to consider that such persecution or serious harm will not be repeated. |
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Gender Based Persecution
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Description
‘Gender-related persecution’ is used to encompass the range of different claims in which gender is a relevant consideration in the determination of refugee status. Gender refers to the relationship between women and men based on socially or culturally constructed and defined identities, status, roles and responsibilities that are assigned to one sex or another. Gender is not static or innate but acquires socially and culturally constructed meaning over time. Gender-related claims may be brought by either women or men, although due to particular types of persecution, they are more commonly brought by women. Gender-related claims have typically encompassed, although are by no means limited to, acts of sexual violence, family/domestic violence, coerced family planning, female genital mutilation, punishment for transgression of social mores, and discrimination against homosexuals." |
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Vulnerable person
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Description
Persons in a vulnerable position, such as"Minors, unaccompanied minors, disabled people, elderly people, pregnant women, single parents with minor children and persons who have been subjected to torture, rape or other serious forms of psychological, physical or sexual violence. Note: Directive 2011/36/EU defines a position of vulnerability as a situation in which the person concerned has no real or acceptable alternative but to submit to the abuse involved." |
Headnote:
In this case, the European Court of Human Rights (ECtHR) revisited the conditions of Mogadishu, Somalia as it relates to an alleged violation of Article 3 of the European Convention of Human Rights (ECHR).
In the specific case, the ECtHR held that:
1) While the general conditions of Mogadisuh remain serious and fragile, objective reports support the finding that such conditions are not sufficient to find a violation of Article 3 of the ECHR; and
2) While the ECtHR acknowledged that the applicant in the present case faces a different threat as a woman and that several objective reports described the serious and widespread sexual and gender-based violence in the country, the Court was concerned with the applicant’s credibility.
Facts:
Procedural Background
On 27 December 2011 the applicant applied for asylum and a residence permit in Sweden. During the asylum interview, the Swedish Migration Board (Board) found that the applicant had previously applied for asylum—first in Italy and then in the Netherlands. As such, the Board commenced the applicant’s transfer to Italy in accordance with the Dublin Regulation, but the transfer decision became time-barred before the applicant could be transferred.
On 30 November 2012, the applicant initiated a subsequent asylum petition and residence permit in Sweden. In this asylum petition, the applicant argued that she faced persecution in Mogadishu, Somalia for: 1) having fled a forced marriage and risking death as a consequence; 2) risking sexual assault for lacking a male support network; 3) becoming a social outcast as a single woman; and 4) the general dire humanitarian situation in Somalia. The applicant contended that her removal would be a violation of Article 3 of the European Convention on Human Rights (Convention).
Factual Allegations for Asylum Petition
To support her legal arguments, the applicant alleged the following. In 2004, her family forced her to marry an older man against her will. At the time, the applicant was in a secret relationship with a boyfriend from school. Both the boyfriend and applicant unsuccessfully tried to escape Mogadishu after being caught and beaten by her uncles. As a result, the applicant was hospitalised due to hip injuries. Trying again, the applicant and boyfriend fled to Ethiopia, Sudan, and then to Libya in order to take a boat to Italy. However, the boat sank en route to Italy and the boyfriend died.
Asylum Decision
Although the Board found it plausible that the applicant came from Mogadishu, it rejected the applicant’s asylum application and entered a deportation order to Somalia because the applicant could not substantiate her identity, noting that the applicant had applied for asylum in the Netherlands and Italy under different identities. Moreover, the applicant’s need for protection was questioned since the applicant arrived in Sweden in 2007 but did not apply for asylum until 2011. Lastly, the applicant’s credibility was also questioned because: she originally claimed that she was unmarried but was found to be married during a later stage in the asylum process; her sole form of persecution in her initial asylum application was the dire humanitarian situation claim; she could not remember how she sustained her hip injury in her subsequent application; and she originally claimed that she lived with a friend in Mogadishu but later stated that she lived with her parents.
Moreover, the Board concluded that it was not plausible that the applicant had been subjected to any ill-treatment by her relatives or that she lacked a male support network. In response to the claim that that general situation of Mogadishu was dire, the Board relied on information from a fact-finding mission to Mogadishu in 2012 and concluded that the situation in the city was not severe and that the applicant would be able to return there.
Appeal
On 4 June 2013, the Migration Court agreed with the Board’s findings and rejected the applicant’s appeal. In addition to the Board’s concern with the applicant’s credibility, the Migration Court found that the applicant originally claimed that she was forced to marry in 2014 but later changed the date to 2010.
On 15 July 2013, the Migration Court of Appeal refused the leave to appeal.
On 7 September 2013, the Board rejected the applicant’s request that the Board re-examine her case, finding that the applicant did not present any new circumstances justifying reconsideration.
Factual Allegations before the European Court of Human Rights (ECtHR)
The applicant submitted an application before the European Court of Human Rights (Court) alleging that her removal from Sweden would expose her to treatment in violation of Article 3 of the Convention. To support her argument, the applicant alleged that she would face a real risk of either being killed by her uncles or being forced to marry. The applicant also reiterated that the general situation in Somalia would expose her to serious danger as a woman who lacked a male network. Moreover, the applicant also challenged the findings by the Board and the Migration Court that she was not credible. Lastly, the applicant argued that the ECtHR’s findings in K.A.B. v. Sweden should be distinguished because unlike the applicant in K.A.B. who was a man, as a woman the applicant would face gender-based abuse if returned to Somalia because the violence against women and general conditions in Somalia had deteriorated since the K.A.B. judgment.
Decision & reasoning:
Majority Opinion
The Court starts off by explaining the evolution of its case law in regards to the general situation in Mogadishu. In 2011 the Court found that the conditions in Mogadishu were “of such a level of intensity that anyone in the city would be at real risk of treatment to Article 3 of the Convention” in Sufi and Elmi v. the United Kingdom. However, in 2013 the Court changed its position in K.A.B. v. Sweden by finding that “although the human rights and security situation in the city was serious and fragile and in many ways unpredictable, it was not of such a nature as to place everyone present there at a real risk of treatment contrary to Article 3.”
In assessing whether the conditions in Mogadishu had worsened since K.A.B. v. Sweden, the Court relied on objective reports by non-governmental organisations to conclude that while “the general security situation in Mogadishu remains serious and fragile . . . . [t]he available sources do not, however, indicate that the situation has deteriorated.” Specifically, the Court noted that al-Shabaab — the militant group that gave rise to the danger in Mogadishu — had withdrawn from Mogadishu and “there was no real prospect of a re-established presence within the city.” While in 2011, the danger in Mogadishu was connected to “indiscriminate bombardments,” the Court believed that the al-Shabaab attacks were now carefully selected against politicians, police, and other government officials and therefore predictable.
Importantly, although the Court acknowledged that the applicant in the present case faces a different threat as a woman and that several of the reports described the serious and widespread sexual and gender-based violence in the country, the Court agreed with Sweden’s Board and Migration Court in that the Court too had concerns about the applicant’s credibility. Although the Court gave less weight to the fact that the applicant had used slightly different names in previous asylum applications filed in Italy and the Netherlands, the Court was concerned that the applicant lived in Sweden for four years before filing an asylum petition. The Court noted that “[i]f the threats against her were real, it was in her own interest to present them to the Migration Board as soon as possible in order to obtain adequate protection.” Moreover, the Court also questioned why the applicant’s primary claim that she faces persecution based on her gender was not raised until the subsequent asylum petition filed in Sweden. As such, the Court held that “while not overlooking the difficult situation of women in Somalia, including Mogadishu, the Court cannot find, in this particular case, that the applicant would face a real risk of treatment contrary to Article 3 of the Convention.”
Outcome:
The Court holds by five votes to two, that the deportation of the applicant to Mogadishu in Somalia does not give rise to a violation of Article 3 of the Convention.
Observations/comments:
Dissenting Opinion
Two dissenting judges disagreed that the deportation of the applicant to Mogadishu would not give rise to a violation of Article 3. The judges believed that the Court had wrongfully given more weight to the applicant’s minor discrepancies while downplaying the general situation in Mogadishu. In the present case, the judges believed that the applicant faced a real danger as a single woman being forced to return to Mogadishu. Importantly, the dissenting judges were concerned with the inconsistencies between the decision by the Court in Tarakhel v. Switzerland, in which the reception facilities and accommodation conditions in Italy attained the threshold of severity to come within the scope of an Article 3 violation, and the Court’s decision in the present case “which places [the applicant’s] physical integrity and her life in manifest danger.”
This case summary was written by Krsna Avila, J.D. Cornell Law School.
Relevant International and European Legislation:
Cited National Legislation:
Cited Cases:
Follower Cases:
Other sources:
Rule 28 of the Rules of Court
Rule 29 of the Rules of Court
Rule 39 of the Rules of Court
Rule 77(2) of the Rules of Court
Rule 77(3) of the Rules of Court
Update on Security and Human Rights Issues in South-Central Somalia, Including Mogadishu (published in January 2013)
Security and Protection in Mogadishu and South-Central Somalia (May 2013)
Update on Security and Protection Issues in Mogadishu and South-Central Somalia (March 2014)
Human Rights Watch 2014 World Report
The Security Situation in South and Central Somalia (Säkerhetssituationen i södra och centrala Somalia), 20 January 2014 , October 2014, and 29 April 2015
Women in Somalia (Kvinnor i Somalia), 20 January 2014
Somalia: Women Fearing Gender-Based Harm/Violence, February 2015
International Protection Considerations with Regard to People Fleeing Southern and Central Somalia, 17 January 2014 (UNHCR)
Humanitarian Bulletin Somalia, 17 October 2014 (OCHA)