Austria - Constitutional Court, 14 June 2012, 2011/21/0278
Keywords:
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Effective remedy (right to)
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Description
A general principle of EU law now set out in Article 47 of the Charter of Fundamental Rights: "Everyone whose rights and freedoms guaranteed by the law of the Union are violated has the right to an effective remedy before a tribunal in compliance with the conditions laid down in this Article.” “[It] is based on Article 13 of the ECHR: ‘Everyone whose rights and freedoms as set forth in this Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.’ However, in Community law the protection is more extensive since it guarantees the right to an effective remedy before a court. The Court of Justice enshrined the principle in its judgment of 15 May 1986 (Case 222/84 Johnston [1986] ECR 1651; see also judgment of 15 October 1987, Case 222/86 Heylens [1987] ECR 4097 and judgment of 3 December 1992, Case C-97/91 Borelli [1992] ECR I-6313. According to the Court, this principle also applies to the Member States when they are implementing Community law. The inclusion of this precedent in the Charter is not intended to change the appeal system laid down by the Treaties, and particularly the rules relating to admissibility. This principle is therefore to be implemented according to the procedures laid down in the Treaties. It applies to the institutions of the Union and of Member States when they are implementing Union law and does so for all rights guaranteed by Union law.” |
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Personal interview
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Description
"The process of questioning or talking with a person in order to obtain information or determine the personal qualities of the person. An interview is a common step in the adjudication of an application for refugee or other immigration status.” An applicant for asylum must be given the opportunity of a personal interview subject to the provisions of the Asylum Procedures Directive: - A personal interview must normally take place without the presence of family members unless considered necessary for an appropriate examination. - It must be conducted under conditions which allow applicants to present the grounds for their applications in a comprehensive manner and which ensure appropriate confidentiality. - the person who conducts the interview must be sufficiently competent to take account of the personal or general circumstances surrounding the application, including the applicant’s cultural origin or vulnerability, insofar as it is possible to do so - interpreters must be able to ensure appropriate communication between the applicant and the person who conducts the interview but it need not necessarily take place in the language preferred by the applicant if there is another language which he/she may reasonably be supposed to understand and in which he/she is able to communicate. - Member States may provide for rules concerning the presence of third parties at a personal interview. - a written report must be made of every personal interview, containing at least the essential information regarding the application as presented by the applicant - applicants must have timely access to the report of the personal interview and in any case as soon as necessary for allowing an appeal to be prepared and lodged in due time." |
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Procedural guarantees
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Description
“In the interests of a correct recognition of those persons in need of protection … every applicant should, subject to certain exceptions, have an effective access to procedures, the opportunity to cooperate and properly communicate with the competent authorities so as to present the relevant facts of his/her case and sufficient procedural guarantees to pursue his/her case throughout all stages of the procedure.” Procedures should satisfy certain basic requirements, which reflect the special situation of the applicant for refugee status, and which would ensure that the applicant is provided with certain essential guarantees. Some of these basic requirements are set out in on p.31 of the UNHCR Handbook as well as the APD Arts. 10, 17 and 34 and include: a personal interview, the right to legal assistance and representation, specific guarantees for vulnerable persons and regarding the examination procedure, and those guarantees set out in the Asylum Procedures Directive. |
Headnote:
An exclusion order was issued to the Applicant and therefore a measure within the meaning of the Returns Directive. Without undertaking an oral hearing, the appeals authority confirmed the issue of the exclusion order, but reduced its duration. In accordance with Art 47 Para. 2 of the Charter of Fundamental Rights of the European Union, the appeals authority was however obliged to undertake an oral hearing.
Facts:
The Applicant has been living in Austria since the age of 13 or since 2001 and has held a residence permit referred to as “lawful permanent residency” or “EC permanent residence” since 2005 (since 01.01.2006 lawful permanent residency is considered to be “EC permanent residence” within the meaning of Directive 2003/109/EC of the Council of 25 November 2003 regarding the status of third-country nationals who are long-term residents).
Between 2007 and 2008 the Applicant was sentenced several times, partly for serious crimes. The responsible authorities initiated proceedings to issue an exclusion order. The Applicant pleaded during the latter that his life had changed since the last conviction: he was now looking for work and was leading an orderly life. Despite this, a ten-year exclusion order was issued against the Applicant in 2011.
The Applicant lodged an appeal against this decision. He was not represented in his appeal proceedings. The responsible Independent Administrative Chamber reduced the exclusion order to five years. In doing so the responsible Independent Administrative Chamber failed to undertake an oral hearing, as the facts of the case relevant to the decision had already been ascertained.
The Applicant lodged an appeal against this decision by the Independent Administrative Chamber at the Constitutional Court.
Decision & reasoning:
The disputed decision by the Independent Administrative Chamber was annulled owing to illegality as a result of a breach of procedural rules. The Constitutional Court gave the following reasons for this:
Although there were actual indications on the basis of the sentences that the Applicant represented a current, sufficiently serious danger to public order and safety, an assessment of prospects should be undertaken, which did not merely depend on criminal sentences as such. Owing to the overall view of the personality of the Applicant on the one hand and the impression of one of the authority’s employees given in the file on the other hand, according to which the Applicant had changed, the Independent Administrative Chamber should not have waived holding an oral hearing.
The issue of the exclusion order was a measure within the meaning of the Returns Directive (and also one in accordance with the Permanent Residence Directive). This means that the Independent Administrative Chamber had acted in the implementation of Union law within the meaning of Art 51 Para. 1 of the Charter of Fundamental Rights of the European Union. This is why Art 47 Para. 2 of the Charter of Fundamental Rights of the European Union should be taken into consideration, according to which everyone is entitled to a fair and public hearing within a reasonable time by an independent and
impartial tribunal previously established by law. In principle there is therefore an entitlement to a public oral hearing of an appeal in the appeal procedure of the Aliens Police such as in this one. Art 47 Para. 2 of the Charter of Fundamental Rights of the European Union has the same scope and significance as Art 6 of the European Convention on Human Rights in the area of application of the latter; ; beyond this area of application, the latter the guarantees in Art 6 of the European Convention on Human Rights apply correspondingly to the area of application of Art 47 Para. 2 of the Charter of Fundamental Rights of the European Union.
In the area of application of Art 47 Para. 2 of the Charter of Fundamental Rights of the European Union the existence of a waiver of an oral hearing could be assumed for an unrepresented party only if the latter had been instructed on the option granted by law of holding such a hearing or if there is evidence that the party should have been aware of this option. In this case neither the one nor the other is apparent.
Therefore the procedure is burdened with a major deficiency, which is why the disputed decision was revoked owing to illegality following the breach of procedural rules.
Outcome:
The disputed decision was revoked.
Observations/comments:
Although the summarised finding has no reference to refugee or asylum law, it can however be used to interpret Art 47 of the Charter of Fundamental Rights of the European Union in connection with the obligation to undertake an oral hearing in asylum matters.
With regard to the obligation to hold a hearing and the Charter of Fundamental Rights of the European Union, see also Constitutional Court (VfGH) 14.03.2012, U 466/11 amongst others.
Relevant International and European Legislation:
Cited National Legislation:
Follower Cases:
| Follower Cases |
| Austria - Administrative Court (VwGH), 19 March 2013, 2011/21/0267 |