UK - NA (Sudan) v Secretary of State for the Home Department, 01 November 2016
| Country of Decision: | United Kingdom |
| Country of applicant: | Iran Sudan , |
| Court name: | Court of Appeal (Civil Division) |
| Date of decision: | 01-11-2016 |
| Citation: | NA (Sudan) and MR (Iran) v Secretary of State for the Home Department [2016] EWCA Civ 1060 |
Keywords:
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Inhuman or degrading treatment or punishment
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Description
A form of serious harm for the purposes of the granting of subsidiary protection. The Trial Chamber of the International Criminal Tribunal for the Former Yugoslavia in Celibici defined cruel or inhuman treatment as ‘an intentional act or omission, that is an act which, judged objectively, is deliberate and not accidental, that causes serious mental or physical suffering or injury or constitutes a serious attack on human dignity.’ “Ill-treatment means all forms of cruel, inhuman or degrading treatment or punishment, including corporal punishment, which deprives the individual of its physical and mental integrity." |
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Medical Reports/Medico-legal Reports
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Description
“Expert medical report used as evidence relevant to the application for international protection. Where psychological elements are relevant, the medical report should provide information on the nature and degree of mental illness and should assess the applicant's ability to fulfil the requirements normally expected of an applicant in presenting his case. The conclusions of the medical report will determine the examiner's further approach.” |
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Personal circumstances of applicant
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Description
The range of factors such as background, gender, age, and individual position which must to be taken into account in the assessment of an application for international protection per Article 4(3)(c) of the Qualification Directive. |
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Reception conditions
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Description
The full set of measures that Member States grant to asylum seekers in accordance with Directive 2003/9/EC. |
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Dublin Transfer
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Description
"The transfer of responsibility for the examination of an asylum application from one Member State to another Member State. Such a transfer typically also includes the physical transport of an asylum applicant to the Member State responsible in cases where the applicant is in another Member State and/or has lodged an application in this latter Member State (Article 19(3) of Council Regulation (EC) 343/2003). The determination of the Member State responsible for examining an asylum application is done on the basis of objective and hierarchical criteria, as laid out in Chapter III of Council Regulation (EC) 343/2003." |
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Return
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Description
"In the context of the Return Directive (2008/115/EC), the process of going back - whether in voluntary compliance with an obligation to return, or enforced - to: - one's country of origin; or - a country of transit in accordance with EU or bilateral readmission agreements or other arrangements; or - another third country, to which the third-country national concerned voluntarily decides to return and in which he/she will be accepted. There are subcategories of return which can describe the way the return is implemented, e.g. voluntary, forced, assisted and spontaneous return; as well as sub-categories which describe who is participating in the return, e.g. repatriation (for refugees)." |
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Vulnerable person
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Description
Persons in a vulnerable position, such as"Minors, unaccompanied minors, disabled people, elderly people, pregnant women, single parents with minor children and persons who have been subjected to torture, rape or other serious forms of psychological, physical or sexual violence. Note: Directive 2011/36/EU defines a position of vulnerability as a situation in which the person concerned has no real or acceptable alternative but to submit to the abuse involved." |
Headnote:
The Court of Appeal concluded that to send a refugee who has a residence permit in Italy and an asylum seeker back to the country would not violate Article 3 ECHR.
The court further constrained the decision in Tarakhel to families with minor children.
Facts:
NA is a member of an ethnic minority group in Darfur. Whilst in Sudan she was beaten and raped by militia from another ethnic group. She arrived in Italy by boat on 30 April 2011 and was accommodated in a tent. On January 24th 2012 she was issued with an Italian residence permit valid for 5 years. She was then moved to an old school building where the conditions were poor and she received little to no support. After a year at the accommodation centre NA and others were told to leave and were left with no support from the authorities. Whilst living on the streets she was twice raped. NA was subsequently smuggled to the UK in a lorry. She has been diagnosed with PTSD and is at risk of suicide. She also refuses to give consent for her medical records to be transferred to the Italian authorities.
MR claims to have been beaten by the police whilst in detention in Iran. He was forced to leave Iran in 2012 after an incident where he burned a copy of the Koran. He arrived in Italy but made no application for asylum and came to the UK, concealed in a lorry on 15 February 2013. His application for asylum was rejected on the basis that he could safely be returned to Italy.
Decision & reasoning:
The court gave a summary of the general principles obtained from domestic and ECtHR case law:
- The fundamental question is whether “substantial grounds have been shown for believing that the person concerned faces a real risk of being subject to torture or to inhuman or degrading treatment or punishment in the receiving country” (MSS adopting the test in Soering v UK)
- Whether the threshold of “inhuman or degrading treatment” is crossed is “relative” and requires an assessment of “all circumstance of the case” but the anticipated treatment relied on must attain a “minimum level of severity”.
- The decision maker in considering that question ought to start with a “significant evidential presumption that member states will comply with [their obligations under the convention] (NS (Afghanistan); EM (Eritrea)) but that presumption is rebuttable (EM (Eritrea) and there is no requirement that the risk which he alleges is the result of “systemic” defects (EM (Eritrea))
In relation to “systemic defects” Underhill LJ pointed out that in practice the claimant will need to show that such defects are “widespread” [para 108]
The court also held that the situation in Italy is not comparable to the in Greece and that a general ban on returns to Italy cannot be justified.
NA’s appeal was based on 5 grounds, all of which were rejected by the Court of Appeal.
1. The appellant argues that the effect of the decision in Tarakhel is that it would be unlawful to return NA as a vulnerable person without obtaining specific assurances that they would be suitably accommodated. The court ruled that the reasoning in Tarakhel does not go further than to the particular case with which it was concerned - namely families with minor children. It held that the problems of accommodating a family together might reasonably be thought to be substantially greater than those of finding accommodation for a single vulnerable person. In the case of Italy therefore, returns are only prohibited for claimants with minor children.
2. Grounds 2-4 were criticisms of the lower court’s assessment of the evidence about the risks faced by vulnerable BIPs and asylum seekers if returned to Italy. The court examined the evidence and concluded that the conditions for BIPs returned to Italy under the Dublin Regulation were not such that there was a real risk that NA would suffer inhuman or degrading treatment if returned. The question the court had to ask was whether NA would receive support and whether there was a serious risk that if she were returned she would not be accommodated in a System for Protection of Asylum-Seekers and Refugees (SPRAR). .
3. The 5th ground of appeal is based on the contention that Lewis J in the lower court failed to give effect to the authorities about the application of article 3 where a mentally ill person is removed from the UK. The appellant’s submission was that NA’s refusal to transfer medical records to the Italian authorities would mean that no records of her mental health would be available to the Italian authorities. The court ruled that her refusal is not a certainty and that such refusal will not deprive her of her right to treatment as the Respondent will be responsible to notify the Italian authorities of her vulnerability. The return would therefore, not be in breach of her article 3 rights.
In relation to MR’s appeal the court held that the primary difference between the two cases was that MR was an asylum-seeker and as a result there was no danger that he would not be referred to an NGO for appropriate advice and support. Asylum seekers who are peculiarly vulnerable are typically accommodated in SPRARs and so following the court’s conclusions in NA’s appeal the appropriate accommodation will be available for MR if required.
The Secretary of State is able to return both appellants to Italy.
Outcome:
Appeal denied.
Subsequent proceedings:
This case follows on from similar conclusions reached by the High Court in R (on the application of Bassil Abdu Adam) v Secretary of State for the Home Department and R (BG) v Secretary of State for the Home Department.
Observations/comments:
This case summary was written by Jowita Mieszkowska, BA Jurisprudence, University of Oxford.
Relevant International and European Legislation:
Cited National Legislation:
Cited Cases:
| Cited Cases |
| UK - Court of Appeal, 29 April 2009, Y and Anor ( Sri Lanka) v Secretary of State for the Home Department [2009 ] EWCA Civ 362 |
| UK - High Court, 18 November 2011, Medhanye, R (on the application of) v Secretary of State for the Home Department [2011] EWHC 3012 (Admin) |
| UK - Court of Appeal, 28 October 1999, Danian v Secretary of State for the Home Department [1999] EWCA Civ 3000 |
| ECtHR - KRS v United Kingdom (Application no. 32733/08) |
| ECtHR - N v United Kingdom (Application no. 26565/05) |
| UK - R v Secretary of State for the Home Department ex parte Thangarasa and Yogathas [2002] 3 WLR 1276 |
| UK - R (L) v Secretary of State for the Home Department [2003] EWCA Civ 25 and ZT (Kosovo) [2009] 1 WLR 348 |
| UK - R (on the application of Elayathamby) v Secretary of State for the Home Department [2011] EWHC 2182 (Admin) |
| UK - ZT (Kosovo) v Secretary of State for the Home Department [2009] UKHL 6 |
| Demirkaya v. Secretary of State for the Home Department [1999] I.N.L.R. 441 |
| ECtHR - D v. United Kingdom, Application No. 30240/96 (UP) |
| CJEU - C-411-10 and C-493-10, Joined cases of N.S. v United Kingdom and M.E. v Ireland |
| ECtHR - Samsam Mohammed Hussein and Others v the Netherlands and Italy, Application No. 27725/10 - Admissibility Decision |
| ECtHR - M.S.S. v Belgium and Greece [GC], Application No. 30696/09 |
| UK - EM (Eritrea) & Ors v Secretary of State for the Home Department [2012] EWCA Civ 1336 |
| ECtHR - Tarakhel v. Switzerland, Application no. 29217/12 |
| ECtHR- Daybetgova and Magomedova v. Austria, no. 6198/12 |
| ECtHR- Vilvarajah and Others v. the United Kingdom, Application Nos. 3163/87 13164/87 13165/87 13447/87 13448/87 |
| UK - The Queen on the application of MS, NA, SG - and - The Secretary of State for the Home Department, [2015] EWHC 1095, 22 April 2015 |
| ECTHR - JA v Netherlands (214591/4) |
| ECtHR - AM v Switzerland (144/1999) (2002) 9 I.H.R.R. 36 |
Follower Cases:
| Follower Cases |
| UK - The Queen (Hamdi Hussain Ali Hadey) v. Secretary of the State for the Home Department |
Other sources:
AIDA Country Report: Italy, 2015
UNCHR 2012 and 2013 Reports “Recommendations on Important Aspects of Refugee Protection in Italy”
2012 Council of Europe’s Commissioner for Human Rights (Nils Muizniek’s) Report.
Brunswick Report 2012 (Report from Dr Judith Gleitze director of Borderline Europe)
Dublin II National Report on Italy 2012
Swiss Refugee Council 2013 Report
MEDU Report 16 December 2014
Amnesty International UK’s Refugee Programme Report (Tom Southerden)
Two reports by Ms Leo of the Rome Bar (15 September 2014 and 18 March 2015)