Austria - Constitutional Court (VfGH), 25 September 2013, U1937-1938/2012
| Country of Decision: | Austria |
| Country of applicant: | Afghanistan |
| Court name: | Constitutional Court (VfGH) |
| Date of decision: | 25-09-2013 |
| Citation: | U1937-1938/2012 |
Keywords:
| Keywords |
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Assessment of facts and circumstances
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Description
The duty of the state to carry out an individual assessment of all relevant elements of the asylum application according to the provisions of Article 4 of the Qualification Directive, including considering past persecution and credibility; and the duty of the applicant to submit as soon as possible all statements and documentation necessary to substantiate the application. |
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Effective remedy (right to)
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Description
A general principle of EU law now set out in Article 47 of the Charter of Fundamental Rights: "Everyone whose rights and freedoms guaranteed by the law of the Union are violated has the right to an effective remedy before a tribunal in compliance with the conditions laid down in this Article.” “[It] is based on Article 13 of the ECHR: ‘Everyone whose rights and freedoms as set forth in this Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.’ However, in Community law the protection is more extensive since it guarantees the right to an effective remedy before a court. The Court of Justice enshrined the principle in its judgment of 15 May 1986 (Case 222/84 Johnston [1986] ECR 1651; see also judgment of 15 October 1987, Case 222/86 Heylens [1987] ECR 4097 and judgment of 3 December 1992, Case C-97/91 Borelli [1992] ECR I-6313. According to the Court, this principle also applies to the Member States when they are implementing Community law. The inclusion of this precedent in the Charter is not intended to change the appeal system laid down by the Treaties, and particularly the rules relating to admissibility. This principle is therefore to be implemented according to the procedures laid down in the Treaties. It applies to the institutions of the Union and of Member States when they are implementing Union law and does so for all rights guaranteed by Union law.” |
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Legal assistance / Legal representation / Legal aid
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Description
Legal assistance: "practical help in bringing about desired outcomes within a legal framework. Assistance can take many forms, ranging from the preparation of paperwork, through to the conduct of negotiation and representation in courts and tribunals.” Legal aid: state funded assistance, for those on low incomes, to cover legal fees." |
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Procedural guarantees
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Description
“In the interests of a correct recognition of those persons in need of protection … every applicant should, subject to certain exceptions, have an effective access to procedures, the opportunity to cooperate and properly communicate with the competent authorities so as to present the relevant facts of his/her case and sufficient procedural guarantees to pursue his/her case throughout all stages of the procedure.” Procedures should satisfy certain basic requirements, which reflect the special situation of the applicant for refugee status, and which would ensure that the applicant is provided with certain essential guarantees. Some of these basic requirements are set out in on p.31 of the UNHCR Handbook as well as the APD Arts. 10, 17 and 34 and include: a personal interview, the right to legal assistance and representation, specific guarantees for vulnerable persons and regarding the examination procedure, and those guarantees set out in the Asylum Procedures Directive. |
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Membership of a particular social group
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Description
One of the grounds of persecution specified in the refugee definition per Article 1A ofthe1951 Refugee Convention. According to the Qualification Directive, membership of a particular social group means members who share an innate characteristic, or a common background that cannot be changed, or share a characteristic or belief that is so fundamental to identity or conscience that a person should not be forced to renounce it, and that group has a distinct identity in the relevant country, because it is perceived as being different by the surrounding society. Depending on the circumstances in the country of origin, a particular social group might include a group based on a common characteristic of sexual orientation. Sexual orientation cannot be understood to include acts considered to be criminal in accordance with national law of the Member States: Gender related aspects might be considered, without by themselves alone creating a presumption for the applicability of this concept. |
Headnote:
The ban on the introduction of new matters in appeal proceedings as stipulated in the Asylum Act does not violate the right of access to the courts contained in the Charter of Fundamental Rights of the European Union as it represents a proportional restriction.
Facts:
The Applicants are a mother and her daughter, who is a minor, who, after an application for entry as family members of a person entitled to subsidiary protection (the husband/father of the Applicants) at the Embassy in May 2010, entered Austria and lodged an application for international protection. Asked about the reasons for fleeing, the Applicants stated both as part of the initial questioning as well as the hearing that they wanted to come to their father/husband because they could not live without a man in the household as women in Afghanistan, although they had not had any problems personally.
The Applicants were then granted subsidiary protection status by the Federal Asylum Agency. The Applicants lodged an appeal to the Asylum Court against the refusal of refugee status.
As part of an oral hearing in March 2012, the Applicants were again asked about their reasons for fleeing. In response to the representative, the Applicants finally stated at the end of the hearing that as women on their own – assuming they would have to return without the father/husband – they would be subject to asylum-related persecution in the form of the threat of a forced marriage and systematic discrimination regarding dress code as well as a restriction on freedom of movement. The main part of the submissions on this subject were made by the representative.
The Asylum Court refused the appeal. The reasons given for this were that the Applicants had not pleaded any grounds for fleeing that were specific to women during the entire proceedings and there were otherwise also no indications of this. The overall behaviour within the oral hearing does also not indicate that the traditional image of the Afghan female would have represented a personal problem for the Applicants or that they would have been women who would generally be described as “Western”. More detailed information been provided only from the details provided by the representative or the supplementary questions he had asked the Applicants.
The Applicants lodged an appeal against these findings by the Asylum Court to the Constitutional Court and asserted, amongst other things, a violation of the right to asylum as well as the rights to an effective remedy and a fair trial (Art 18, Art 47 Charter of Fundamental Rights of the European Union). It was alleged that no legal advice was provided in the Appellants’ proceedings before the Federal Asylum Agency but only during the appeal proceedings (Art 15 (2) Asylum Procedure Guideline). Furthermore, the Applicants considered the ban on the introduction of new matters in § 40(1) of the Asylum Act to be contrary to Art 47 of the CFREU and encouraged the initiation of a judicial review of legislation to this extent.
Decision & reasoning:
In principle, the Charter of Fundamental Rights of the European Unionandin particular Art 47, is also to be applied in asylum proceedings. The relationship between the ban on the introduction of new matters and the full cognizable authority of the court required by Art 47 of the CFREU should be considered.
Restrictions which merely contribute to a rapid determination of the facts by the parties do not generally stand in the way of the effectiveness of legal protection. Ultimately, it is in the hands of the parties themselves to participate effectively in the proceedings and to provide their evidence as comprehensively and promptly as possible in order to avoid legal disadvantages. A prerequisite, however, is the guarantee that the party can actually take advantage effectively of this opportunity in the proceedings. The asylum proceedings do have certain special features (lack of understanding of the German language, translation problems, special physical and mental situations), on the basis of which there is no guarantee that an asylum seeker, who is willing to be involved in the determination of the facts of the case, will already plead all the facts relevant to him in the court of first instance. In these cases, a subjective accusation cannot be made that an asylum seeker is refusing to be involved with the determination of the facts.
The Asylum Act does not contain a fundamental ban on the introduction of new matters, but includes only those submissions which an Applicant provides merely with the conscious intention of delaying proceedings. Such a narrowly delimited regulation of the ban on the introduction of new matters is not inconsistent with the right to access to the courts in accordance with Art 47 of the CFREU because such a restriction pursues a legitimate aim and, as such, is also proportionate.
The requirement of full cognisable authority of the court is linked to the relevant subject of the trial and means that the court is obliged, as part of the latter, to deal with all the legal and factual questions relevant to the decision. As the Asylum Court has to officially examine all the questions on the facts in an individual case in the investigative proceedings and as there is also no restriction on the Asylum Court in the decision on the legal issues, there is also no violation of Art 47 of the CFREU from this perspective.
The Asylum Court considered the submissions pleaded only in the appeal proceedings as an unlawful attempt to supplement the previous information. Regardless of this, the Asylum Court nevertheless deals in detail with the situation of the Applicants in Afghanistan or their position as women in the event of their return there. This assessment is unproblematic from the perspective of constitutional law. Also, the complaint that, in the absence of legal advice before the Federal Asylum Agency, the Applicants had been able to compile the submissions regarding their persecution as women only as part of their appeal proceedings before the Asylum Court, does not change this at all.
Outcome:
The appeal was refused.
Observations/comments:
Disputed findings of the Asylum Court:
AsylGH 06.08.2012, C9 415.948-1/2010/11E
AsylGH 06.08.2012, C9 415.951-1/2010/4E
Relevant International and European Legislation:
Cited National Legislation:
Cited Cases:
| Cited Cases |
| ECtHR - Asshingdane v United Kingdom (Application no. 8225/78) |
| Austria - VfSlg. 14.374/1995, VfSlg 17.340/2004 |
| ECtHR - Zumtobel v. Austria, Application No. 12.235/86 |
| ECtHR - Philis v Greece, Application No. 12750/87 |
| ECtHR - Khamidov v Russia, Application No. 72118/01 |
Other sources:
Grabenwarter/Pabel: Europäische Menschenrechtskonvention (European Convention on Human Rights), 5th edition (2012)